01/30/2012
Reunion continues as UBS snags Merrill advisers with $2.5B in AUM
Teams rejoin former colleagues McCann, Mulholland; UBS bosses 'seen as regular guys'
01/30/2012
Teams rejoin former colleagues McCann, Mulholland; UBS bosses 'seen as regular guys'
01/27/2012
Oster most recently served in the Obama administration as a senior appointee at the U.S. Environmental Protection Agency, and the agency’s top communications and public affairs official.
01/27/2012
A Morgan Stanley spokeswoman confirmed the contents of the memo, but declined to comment further.
01/27/2012
Cippoletti will be a managing director and based in New York, the Toronto-based bank said today in an e-mailed statement.
01/27/2012
Peter Grogan, Will Kelly and Mimi Schanzlin are the latest to leave the New York-based broker-dealer Harold C. Brown & Co, which is closing its doors after roughly 80 years in the business.
01/27/2012
He is responsible for directing the firm’s managed accounts and fee-based platforms.
01/26/2012
Duval, joined Russell in 1994 to set up its office in Paris, replaces Len Brennan who rejoined the firm as global president and CEO in July.
01/26/2012
Napolitano, who has spent roughly two decades in the advising industry, had previously been registered with Lincoln Financial Securities Corp.
01/26/2012
The company said Yoichiro Hamaoka, who had run the property brokerage's business in Japan for the last 12 years, was stepping down and would take on the role of chairman.
01/26/2012
"This is a great example of someone who was at a wirehouse for many decades and really had a strong desire to go independent," said Hiter, who now oversees Hanks.
01/26/2012
Morgan Stanley Smith Barney, the largest U.S. brokerage, hired two veteran advisers from Merrill Lynch to its broker base, a source with knowledge of the move told Reuters on Wednesday.
01/25/2012
The two men, in developing the innovative device that was the first to reliably deliver e-mail over airwaves, turned a tiny Canadian company into a global electronics giant.
01/25/2012
The six, who joined Wells Fargo & Co in Arizona, California, Florida and Michigan, managed a combined $728 million in client assets at their previous firms.
01/25/2012
Another noteworthy addition to John Thomas Financial is Russ Steward, who will join Mr. Mirman at the Investment Banking Group as Managing Director.
01/25/2012
Susan Gammage, Head of Americas Active Trading Sales, is responsible for driving the growth of FXall’s active trading business.
01/25/2012
Simpson is based in Pittsburgh and has 20 years of experience in financial services.
01/24/2012
Former Exchange Chief Takes Helm at RIM in Shakeup
With the new position, Stymiest shifts from banking and finance to technology, as the smartphone seller tries to stem a plunge in sales and declining market share to bigger competitors such as Apple Inc.
01/24/2012
He joins from JP Morgan Cazenove where he headed up the European and Emerging Market sales team since the merger of the two companies in 2010.
01/24/2012
The number of new managing directors fell from 232 last year and 212 the previous year.
01/22/2012
The Morton Clarke team will join D.A. Davidson in late February and will work from D.A. Davidson's offices in downtown Seattle.