01/20/2012
Alexandra & James, LLC, which comprises the Alexandra & James wealth management and Lebenthal institutional investment banking businesses, will leverage Dynasty’s state-of-the-art capabilities, including technology, managed investments, ins
01/19/2012
Parker joined Jennison Associates LLC in 2005. He has served dual roles as head of retail distribution for Jennison Associates, an asset management business of Prudential Financial, and head of mutual fund distribution for Prudential Investments. He has w
01/19/2012
Morgan Stanley, which is scheduled to release fourth quarter results on Thursday, has beat analyst earnings expectations in each of the last four quarters.
01/19/2012
Under that program established by the Dodd-Frank Wall Street Reform and Consumer Protection Act, individuals can receive awards if, among other things, they voluntarily provide the SEC with original information that leads to successful SEC enforcement act
01/19/2012
Mr. Chambers, who is also a Director at Barclays Wealth, brings to his new role more than three decades of experience in many aspects of trust services including investment management, operations, and business development both in the U.S. and internationa
01/18/2012
Prior to joining Walkers Management Services, Mr. Meschi was Head of Research at fund of hedge fund Sciens Capital, where he performed due diligence on hedge funds and potential fund acquisitions.
01/18/2012
Acosta joins an experienced team of Entertainment finance bankers, including seasoned veteran Norman Starr, a senior vice president and senior relationship manager, as well as senior relationship managers Judy Tu and Crockett Woodruff. He will report to t
01/18/2012
The new advisers, brought over since January 3, managed about $1.2 billion in client assets at their previous firms, an Ameriprise spokesman said.
01/17/2012
Combined, these Directors bring nearly 25 years of experience to the firm. DeHaan's experience includes implementing estate, gift and income tax strategies for complex ultra high net worth family groups and individuals, executives at early-stage comp
01/16/2012
The bank increased total headcount to 260,157, an 8% increase over the year-earlier period, the bank said in its latest earnings report.
01/16/2012
Lazard managing director Andrew Yearley, 44, will oversee the North American restructuring practice. London-based managing directors Richard Stables, 47, and Laurent Rossetti, 41, will oversee the restructuring group in Europe, the Middle East and Africa.
01/16/2012
Watson joined Wells Fargo in 2002. She served nine years as senior vice president in the Internet Services Group, managing online and mobile payments, fraud prevention, authentication, customer experience and insights, payment and fraud operations.
01/13/2012
Prior to joining Minnesota Bank & Trust, Heine spent 20 years in private banking, wealth management and financial services, most recently as a wealth management adviser and vice president at US Bank.
01/13/2012
Prior to joining Minnesota Bank & Trust, Heine spent 20 years in private banking, wealth management and financial services, most recently as a wealth management adviser and vice president at US Bank.
01/13/2012
Barry Zubrow, who runs risk management and was a crucial player for the bank during the financial crisis, will now head corporate regulatory affairs.