03/15/2012
BNP Paribas Appoints Head of Delta One & International Derivative Sales, Americas
He reports to Chris Innes, Head of Institutional Equity Sales and Trading, Americas.
People Moves
03/14/2012
Washington Wealth lands Morgan Stanley broker
Washington Wealth Management LLC, a start-up firm that has grown by hiring away advisers from top U.S. brokerages, has added its latest recruit from Morgan Stanley Smith Barney.
03/14/2012
Planner, Former San Diego State Quarterback Joins RIA Washington Wealth Management
He is without a doubt the epitome of the first class advisor who has his clients first in his thoughts,” said Washington Wealth’s San Diego Branch Manager Mike Ferrante. “These are the types of planners that we are looking to hire.&rdquo
03/14/2012
JPMorgan Promotes Palmeri to Head Public-Finance Department
He replaces Jeff Bosland, who has moved on to lead sales and marketing for fixed income and equities in the Americas, according to Justin Perras, a spokesman for JPMorgan. Perras confirmed the memo.
03/13/2012
Oppenheimer's Middle Market Institutional Sales Group Makes 3 Senior Hires
They will work out of the firm's Philadelphia office and will cover a variety of mid-market and regional institutions in the area. They report to Richard Grobman, Oppenheimer Managing Director.
03/13/2012
New CEO of Seattle-Northwest Securities Corporation announced
SNW, the largest independent financial services firm based in the Northwest, serves the complex financial needs of leading private and public entities
03/13/2012
Spider Asset Management snares CEO
In addition to the University of Richmond, Spider has garnered another 22 “partners” with combined assets of more than $1.1 billion, Mr. Pulavarti noted.
03/13/2012
Deutsche Bank Significantly Expands Equity Capital Markets Platform in the Americas
He will be based in New York, reporting to Mark Hantho, Global Co-Head of Equity Capital Markets.
03/13/2012
Citigroup Names Peter Tague Co-Head of Mergers Worldwide With Mark Shafir
Shafir will focus on his other role, overseeing technology, media and telecommunications investment-banking, according to the memo.
03/12/2012
Baird to open new wealth management office in Maine
He has 15 years of industry experience, will manage the future Baird branch, which will be its first in the state.
03/12/2012
TimesSquare adds Larsson to lead new international team
The position is a new one at the firm, which has focused until now on domestic small-cap and midcap equities.
03/12/2012
Columbia Management distribution executive leaving
Beth Brown, head of intermediary distribution at Columbia Management, which had $326 billion in assets under management at the end of 2011, will leave at the end of March, a company spokesman said.
03/09/2012
Trustees of Five Pioneer Closed-End Funds Elect New Chairman
Mr. Perna has been an independent Trustee of the funds since 2006. John F. Cogan, Jr., the current Chairman, will continue to serve as President (Principal Executive Officer) and a Trustee of the funds. The transition to an independent Chairman accords wi
03/09/2012
Guggenheim hires from Apollo to expand investment management
Silverman, 71, who resigned from Apollo last month, will join the firm March 16 as vice chairman of its investment management business and will be based in New York, according to a statement today from Guggenheim Partners.
03/09/2012
Baird adds to its fund management team
Through the Portfolio Management Program, Baird Private Equity builds value in its investments by partnering with portfolio company management to develop and execute strategies that drive profitable growth and margin enhancement.
03/09/2012
TD Bank names head of corporate and specialty banking
Braca assumes his new role after serving as Regional President for TD Bank's Metro New York market and Head of Healthcare Banking.
03/09/2012
Center Bancorp announces addition of private banker to mgmt team
Prior to joining UCNB, Mr. Leibowitz served as a Private Banker in Citigroup's Private Banking Division. Previously, Mr. Leibowitz was an Investment Officer at JP Morgan Chase Private Bank. Mr. Leibowitz has a Bachelors degree from Boston University
03/09/2012
BofA names Asia-Pacific president
BofA has pruned the ranks of its senior investment bankers in Asia, cutting 15 of its 75 Asia managing directors.
03/09/2012
UBS hires from Merrill Lynch, RBC Wealth
UBS Wealth Management Americas, the U.S. brokerage division of Swiss bank UBS AG , has hired two veteran Merrill Lynch advisers and one RBC Wealth adviser, bolstering its broker base in Michigan and California.
03/08/2012
Citi Private Bank hires two Wells Fargo execs
In Houston, Maggie Osorio joins as director and law firm group private banker reporting to Greg Richesin, Texas team leader of the law firm group, which provides wealth management client services and a platform to the legal industry.