06/07/2021
Advancing the State of the Art
Successfully harnessing technology in a complex and heavily regulated industry is not easy, even when there is great enthusiasm for it.
Wealth and Asset Management
06/07/2021
Citi (C) Hires Financial Advisers to Expand Wealth Management
Citigroup is focused on simplifying its business lines.
06/04/2021
Three UBS advisors in South Florida named to Forbes/SHOOK Top Women Wealth Advisors list
This year's list recognizes 1,000 women advisors across the US, who have been selected by SHOOK Research after undergoing extensive interviews covering areas such as client service, compliance and investing process.
06/04/2021
Sharon L. Klein Named to Forbes Top Women Wealth Advisors 2021
The Forbes ranking, developed by SHOOK Research, is based on both qualitative and quantitative data from nominations and in-person interviews.
06/03/2021
Orion and HiddenLevers Announce First Post-Acquisition Deal With Cardea Capital
Leading RIA and TAMP chooses HiddenLevers for its approach to risk analysis and recommendation construction
06/03/2021
Wells Fargo Moving Past “Knock-On Effects” of Bank Scandal, Looks to Go on Offense
Wells Fargo’s rivals have seized those types of bank-owned brokerage opportunities, and “done so well,” Scharf added.
06/03/2021
Wealth Enhancement Group Announces Acquisition
Rapidly-Growing RIA Backed by Private Equity Firm TA Associates Accelerates Acquisition-Focused Component of its Growth Strategy, Further Strengthens Footprint in Northeast US
06/03/2021
Fiduciary Trust International Celebrates 90 Years of Delivering Peace of Mind by Simplifying Complex Financial Lives
Fiduciary Trust International remains focused on leveraging innovative technology to strengthen relationships, and the overall wealth management experience for clients.
06/03/2021
What’s the new digital playbook for wealth management?
New report unwraps action agenda to help firms increase profitability and enhance both client and advisor experiences
06/02/2021
Local Ballard resident Heather Krause named to 2021 Forbes Top Women Wealth Advisor list
Krause & Thorpe Wealth Management Team focuses on the importance of building long-term relationships through education and helping clients develop, and stick with, an investment strategy to reach their financial goals.
06/02/2021
Canaccord Genuity Group Inc. Reports Record Fourth Quarter and Fiscal 2021 Results
Record global capital markets revenue of $487.0 million for the fourth quarter and $1.3
06/02/2021
Near-Record Revenues in 2020 Provide Opportunity for Investment Banks to Restructure and Enhance the Client Experience, According to Accenture Report
Pandemic-driven rebound could help capital markets industry accelerate technology investments to protect against disruption
05/28/2021
Scotia Global Asset Management announces name changes and index changes for select Scotia Pools and Funds
The investment objectives and other aspects of all the affected Pools and Funds will remain the same.
05/28/2021
Assante Wealth Management Achieves Top Ranking in J.D. Power 2021 Canada Full-Service Investor Satisfaction Study
Assante also ranks first in trust among full-service investment firms
05/27/2021
Mercer Advisors Acquires ET George Investment Management, LLC
Acquisition of ET George Investment Management, LLC (Registered Investment Adviser), Opens Mercer Advisors' Presence in Mississippi
05/27/2021
Wall Street Makes Big Moves to Cater to Wealthy Chinese Investors
France’s largest asset manager, Amundi (AMUN: France), began operations with Bank of China’s (3988.Hong Kong) wealth management subsidiary in September, with the former holding 50.1%.
05/27/2021
Wall Street Makes Big Moves to Cater to Wealthy Chinese Investors
France’s largest asset manager, Amundi (AMUN: France), began operations with Bank of China’s (3988.Hong Kong) wealth management subsidiary in September, with the former holding 50.1%.
05/27/2021
TD Bank Group Reports Second Quarter 2021 Results
"As we look toward the future, we will continue to advance our strategy and contribute to a robust and inclusive recovery, guided by our purpose to enrich the lives of our customers, colleagues and communities."
05/26/2021
Two UBS Advisors in San Diego Named to Forbes/SHOOK Top Women Advisors List
Courtney is a Managing Director at UBS and she and her team serve the diverse and dynamic needs of high-net-worth individuals, families, foundations, and businesses.
05/26/2021
Fidelity Institutional Launches New Educational Program for Firms and Advisors Looking to Grow
The Wealth Advisory Institute has a dynamic, interactive experience that offers actionable goals and next steps for advisors and the support to help firms and advisors every step along their journey to become holistic wealth managers.