03/03/2020
"Both companies have served the private client needs of Canadian families, pension funds and foundations for generations, and bring a legacy of high-quality client service to their new home at CWB Wealth Management."
03/03/2020
The Securities and Exchange Commission said the wirehouse and independent broker-dealer unit failed to properly train and supervise sales of such products between 2012 and September 2019.
03/03/2020
The combination of our firms will enhance the experience we can deliver to high-net-worth and ultra-high-net-worth clients across the country."
03/03/2020
With the spread of the coronavirus triggering the pounding of global markets last week, wealth managers are telling clients there is plenty of opportunity to profit.
03/03/2020
“With all this ineffectively deployed cash out there, it allowed us to build these solutions really at the request of our clients.”
03/03/2020
Brenda Cox, Senior Merrill Advisor is moving on to start Nspire Wealth an independent RIA in Denver.
03/03/2020
By integrating Scivantage’s solutions, Refinitiv has expanded its wealth management portals’ service offering
03/03/2020
This is an important milestone in our efforts to use our combined professional experiences to collectively grow and reach new heights in terms of service and distribution."
03/03/2020
A quarterly cash dividend of $13.75 per share was declared on its Noncumulative Perpetual Series G Preferred Stock.
02/29/2020
Borza and his team will operate as Borza Wealth Management Group of Raymond James
02/28/2020
"This signals a new chapter in the evolution of our business, and we are excited that we can better serve our clients by trading in all security types while reducing risk and improving efficiency across our investment functions."
02/27/2020
Wealth firms need to be in position to win business from younger, more digitally native customers as they inherit wealth from baby boomers that have benefited from the long-running bull market.
02/27/2020
The study assessed the representation of women- and racial or ethnic minority-owned investment firms (“diversely-owned firms”), among investment firms used by the country’s top 50 charitable foundations.
02/27/2020
The Hurun Global Rich List 2020 ranked 2,816 billionaires from 71 countries and from 2,182 companies.
02/26/2020
The commission-free shake-up began in earnest in October when Schwab said it would drop these trading costs, prompting other retail brokerages, including Fidelity, E-Trade and Wells Fargo, to do the same.
02/26/2020
Started in 1987 and continuously led by the founder, Wasmer Schroeder’s team has grown to over 60 employees, including more than 30 investment professionals.
02/25/2020
The deal with Visionary Wealth Management will make the 16-person team RBC's largest in the state.
02/25/2020
“Generating income is one of the greatest financial needs facing the growing number of investors who are in, or preparing for, retirement,” Rick Wurster, executive vice president of Schwab Asset Management Solutions, said in the statement.
02/25/2020
Last year highlighted many of the major trends of the past decade, which will continue to shape the industry in the decade to come
02/25/2020
Sargent, who ranked #70 on Forbes’ 2020 list of top New York advisors, did not respond to several for requests for comment about his decision or his metrics.