09/12/2017
Schmidt Financial Group joins Dynasty Financial Partners
Firm Has Client Assets of More than $300 Million and Demonstrated Strength in Working with Clients in the Technology Space
Wealth and Asset Management
09/08/2017
HSBC Referring Latin America Private-Banking Clients to UBS
The London-based bank is now focusing on the core countries of Argentina, Brazil, Chile and Mexico in Latin America.
09/07/2017
RBC Launches Women-Focused Initiative
RBC Wealth Management U.S. targets women advisors, SS&C is offering an online fiduciary course, and a rare blue diamond hits the auction block.
09/06/2017
Fiduciary Trust Named Best Wealth Manager by Massachusetts Lawyers Weekly
Readers of Massachusetts Lawyers Weekly selected the independent, client-focused firm as the best for wealth management and financial advice.
09/06/2017
UBS WMA bolsters its public finance roster
Critical to our success will be the talent and expertise of our team members who will be strategically located across our markets to provide coverage and expertise where it makes sense for our advisors and clients.
09/06/2017
Managing Risk and Adding Value for HNW Real Estate Investors
A compelling case is made for investing in secondary and suburban markets, which remain below peak valuation and present protection against a possible market correction.
09/05/2017
Citi to Hire 100 Wealth Advisers Targeting Australian Millionaires
The bank will use its global reach to attract clients looking to invest overseas.
09/05/2017
UBS Agrees to Scoop Up Some HSBC Clients in Latin America
The bank expects up to 40 employees will be offered roles at UBS to serve the clients.
09/05/2017
Impact Shares Adds Seasoned Wealth Manager and Philanthropic Giving Expert as Strategic Advisor
Eric W. Bennett will help Impact Shares launch ESG funds that benefit nonprofits
09/04/2017
UBS Wealth That Foresaw Euro Rally Now Sees a Correction Looming
The euro began the year on a bleak note as analysts were bullish on the dollar given the lofty expectations surrounding then newly elected President Donald Trump’s fiscal reforms.
09/04/2017
Wells Broker Moves to RBC, Citing New Firm’s “Reputation”
A Wells spokeswoman did not return a request for comment.
09/01/2017
Vontobel to target US market as part of international expansion
Swiss bank’s US wealth management business looks after SFr3bn in assets
09/01/2017
CIBC completes acquisition of Geneva Advisors
Extends CIBC's North American wealth management business and platform
08/31/2017
Barton Spector Joins Stratos Wealth
The team aims to continue to grow their business with the addition of new advisors to offer more services to clients, including innovative investment strategies to multi-generational clients.
08/30/2017
Brandon Simmons Unites with 360 Wealth Management of Dallas
Brandon W. Simmons began his Financial Services Career with A.G. Edwards in 2004, and was named Advisor of the Year at A.G. Edwards in 2006. After 8 years with Ameriprise Financial he joined 360 Wealth Management in August 2017.
08/30/2017
Northern Trust to Provide Collective Investment Trust Services for Reliance Trust Company
New CIT Subadvised by Driehaus Capital Management
08/29/2017
$600M Merrill team leaves for Dynasty-affiliated RIA
The RIA specializes in serving business owners who work in the energy industry.
08/29/2017
LPL’s quest to surpass wirehouses gives competitors an opportunity
Securities America, a Ladenburg Thalmann subsidiary which has both Pershing and Fidelity’s National Financial Services as clearing firms, added nearly $100 million
08/29/2017
Wealth Managers Prepare for Coming M&A Surge
Timing can mean everything, and buyers are preparing to pounce.
08/29/2017
RBC Vision Fossil Fuel Free Global Equity Fund launches
"RBC Global Asset Management has offered socially responsible investment solutions to Canadian investors."