04/10/2018
The asset manager completed its acquisition of Guggenheim Investments’ $39 billion ETFs, it announced Monday, and already it’s slashing fees on some of those funds as it looks to lure new assets.
04/10/2018
While executives are mostly staying put, more than half of lower-ranked financial advisors have either switched firms in the last five years or are seriously considering a move, according to a recent Fidelity study.
04/10/2018
Richardson GMP is the first wealth management firm to provide its clients with access to the VC asset class through our managed model, which bridges the gap between traditional wealth management and accessible venture capital via our new online investor p
04/10/2018
Entitlement and lack of familial ties are two of the many threats to successful generational wealth transfers.
04/09/2018
The winners of the World Finance Wealth Management Awards, 2017, have demonstrated confidence in avoiding such pitfalls.
04/09/2018
David Carroll comes to Wells Fargo’s defense, Texas advisors accused of running a Ponzi scheme and Buckhead Investment Partners rebrands.
04/06/2018
CEO Jamie Dimon said the bank has only captured 1 to 4 percent of the market.
04/06/2018
“We have in place long-established processes and practices to help ensure that account openings are authorized in writing by the client.”
04/06/2018
Swiss private bank rolls out new digital advice platform in US
Combines intelligent technology with access to a financial advisor, as well as UBS research and financial goals tracking capabilities
04/06/2018
Diversified financial services firm partners with W Source to advance women in finance
The partnership will aim to support female financial advisors’ businesses through business network referrals and help drive the advancement of women within the industry.
04/06/2018
Criteria currently has 18 advisors and is increasingly investing in its open architecture platform, said Reekstin.
04/06/2018
Award recognizes the caliber of the Tamarac portfolio management solution for second straight year
04/06/2018
Under the new arrangement, which was effective from 1 April 2018, the team will work with OMGI, continuing to develop and support the business’s position in the market.
04/06/2018
This new office will complement our existing offices in North America and further strengthen the experience and expertise we can provide to our clients in this critical region.
04/04/2018
"Hiring a company whose leader is still an Investment Advisor is what is important to us", says Shaun Hauser, President and COO of Wellington- Altus Private Wealth.
04/03/2018
The team will benefit from the extensive resources available across our organization and our strong culture of entrepreneurialism and independence, which supports investment advisors as they deliver the value proposition that best suits their clients.
04/03/2018
Thomas has been a manager of the fund since December 2009 and Zvingelis has been on the fund since 2015.
04/02/2018
Crucial tips for women’s wealth management from leading financial planners.
04/02/2018
The Swiss bank announced in January that it would merge UBS Wealth Management Americas with its global wealth management operation into one new unit, UBS Global Wealth Management, which would have $2.3 trillion in assets under management.
03/30/2018
TorchStone is the Back-to-Back Winner of the PAM Award for the Best Security Solution