09/05/2017
UBS Agrees to Scoop Up Some HSBC Clients in Latin America
The bank expects up to 40 employees will be offered roles at UBS to serve the clients.
Wealth and Asset Management
09/05/2017
Impact Shares Adds Seasoned Wealth Manager and Philanthropic Giving Expert as Strategic Advisor
Eric W. Bennett will help Impact Shares launch ESG funds that benefit nonprofits
09/04/2017
UBS Wealth That Foresaw Euro Rally Now Sees a Correction Looming
The euro began the year on a bleak note as analysts were bullish on the dollar given the lofty expectations surrounding then newly elected President Donald Trump’s fiscal reforms.
09/04/2017
Wells Broker Moves to RBC, Citing New Firm’s “Reputation”
A Wells spokeswoman did not return a request for comment.
09/01/2017
Vontobel to target US market as part of international expansion
Swiss bank’s US wealth management business looks after SFr3bn in assets
09/01/2017
CIBC completes acquisition of Geneva Advisors
Extends CIBC's North American wealth management business and platform
08/31/2017
Barton Spector Joins Stratos Wealth
The team aims to continue to grow their business with the addition of new advisors to offer more services to clients, including innovative investment strategies to multi-generational clients.
08/30/2017
Brandon Simmons Unites with 360 Wealth Management of Dallas
Brandon W. Simmons began his Financial Services Career with A.G. Edwards in 2004, and was named Advisor of the Year at A.G. Edwards in 2006. After 8 years with Ameriprise Financial he joined 360 Wealth Management in August 2017.
08/30/2017
Northern Trust to Provide Collective Investment Trust Services for Reliance Trust Company
New CIT Subadvised by Driehaus Capital Management
08/29/2017
$600M Merrill team leaves for Dynasty-affiliated RIA
The RIA specializes in serving business owners who work in the energy industry.
08/29/2017
LPL’s quest to surpass wirehouses gives competitors an opportunity
Securities America, a Ladenburg Thalmann subsidiary which has both Pershing and Fidelity’s National Financial Services as clearing firms, added nearly $100 million
08/29/2017
Wealth Managers Prepare for Coming M&A Surge
Timing can mean everything, and buyers are preparing to pounce.
08/29/2017
RBC Vision Fossil Fuel Free Global Equity Fund launches
"RBC Global Asset Management has offered socially responsible investment solutions to Canadian investors."
08/29/2017
Lindsay Jacoby, Oppenheimer Recruiter, Dies of Apparent Suicide
She also ran her own recruiting firm, Jacoby Staffing, in New York, according to its website.
08/29/2017
Why The Ultra-Wealthy Prefer Multi-Family Offices
What is clear is that the ultra-wealthy want what a well run multi-family office can deliver.
08/29/2017
Bank of Montreal tops forecasts on retail, wealth management gains
All of our businesses are well-positioned for continued success
08/28/2017
Halite Partners Launched To Serve UHNW
Halite Partners will seek growth through acquisitions, with a goal of adding one new firm a year under the Halite brand.
08/28/2017
New investment service launched for advisers
Both CommSec Adviser Services and Colonial First State will offer Portfolio Service, which provides advisers with access to a range of investments and products through an online portal.
08/25/2017
Wealth Transfer …. What Wealth Transfer?
Robert F. Sharpe, Jr. addresses why there’s been little increase in wealth transferred to charities through estates in recent history.
08/25/2017
Canadian banks want bigger piece of U.S. wealth management
During quarterly earnings calls this week, two Canadian banking giants — Royal Bank of Canada and Canadian Imperial Bank of Commerce — outlined plans to expand their U.S. wealth divisions and turn up the heat on their stateside peers.