12/24/2013
Banks in Switzerland, the largest cross-border financial center with $2.2 trillion of assets, are closely examining accounts before joining a disclosure programme that's the broadest assault in a five-year US crackdown on offshore tax evasion.
12/23/2013
DeVoe & Company acted as a consultant to Pillar Financial Advisors and Argent Wealth Management, providing business strategy guidance to help the organizations evaluate a proposed merger.
12/23/2013
Around 40 of Switzerland’s some 300 banks have already said publicly they will take part in a US programme set up to allow Swiss financial institutions to avoid US prosecution in exchange for coming clean and possibly paying steep fines.
12/20/2013
Seventy-seven percent of male investors are familiar with the term "wealth management'' while only 63 percent of females are familiar with it.
12/20/2013
Morgan Stanley, Bank of America Corp's Merrill Lynch and UBS AG's U.S. brokerage unit unveiled plans two weeks ago that reward asset gathering, encourage brokers to work in teams and toughened revenue targets for lower-tier advisers.
12/18/2013
Total securities commissions and fees of $253 million were up 6.5 percent over last year’s November but down 4.8 percent versus the preceding month on fewer trading days.
12/18/2013
Tiedemann Wealth Management, founded in 1999 and led by President Craig Smith, oversees more than $8 bilion in assets for about 130 clients.
12/16/2013
BNY Mellon Introduces Fee Management Service for Asset Managers
The offering, serviced through BNY Mellon's transfer agency group, has been designed to help asset managers understand the services they are receiving for the fees they pay to broker-dealers.
12/16/2013
Prior to that, he served as head of Investment Management and Trust Products and Services for Wells Fargo’s Wealth Management Group. He has more than 19 years of experience in the financial services industry, according to U.S. Bank.
12/16/2013
Buyers spent more than $8 billion since Dec. 31 as they absorbed businesses that oversee money for affluent individuals and families.
12/13/2013
Brokerage firms often provide wealth management services to affluent investors.
12/12/2013
The guide documents the challenges faced by families who wish to manage their wealth collectively for the long-term and provides a look inside today's family office.
12/12/2013
Private fund offerings to the wealthy are likely to shrink as a result of Volcker Rule guidelines approved Tuesday by the federal financial regulators, acording to some financial industry officials.
12/11/2013
SunTrust to Sell Wealth Management Business for $245 Million
The buyers are a group of RidgeWorth employees and outside investors led by the private-equity firm Lightyear Capital
12/11/2013
The deal could be worth an additional $20 million beyond the $245 million sale price depending on the performance of certain RidgeWorth assets.
12/10/2013
Merrill Lynch Study Debunks Myth of Gender-based Differences in Investing Behavior
Myths about the innate differences between men and women when it comes to investing behavior and performance are debunked in a new research report published today by the Merrill Lynch Wealth Management Institute.
12/10/2013
Commitment to advisory services, sound recruitment strategies and organic growth are among keys to success in post-crisis world
12/10/2013
This year, the Frankfurt-based bank has seen turnover of New York-based executives as U.S. capital continues to leave Deutsche Bank's mutual funds, which are branded DWS Investments.
12/10/2013
U.S. Bank’s high-net-worth wealth management unit is sticking to its strategy despite a sudden change in leadership at the top.
12/10/2013
Following the merger, clients will enjoy access to an expanded team of professionals working together to meet their needs