03/28/2012
Back in 2010, Financial Planning featured Wong Ulrich on its cover with a story she authored about the changing face of financial planners. In the piece she argued that more planners of color are needed to serve the growing ranks of wealthy minorities.
03/28/2012
The number of Asians with at least $100 million in disposable assets overtook North America’s tally for the first time as the world’s “economic center of gravity” continued moving east, Citigroup Inc.’s private bank said.
03/28/2012
The number of Asians with at least $100 million in disposable assets overtook North America’s tally for the first time as the world’s “economic center of gravity” continued moving east, Citigroup Inc.’s private bank said.
03/26/2012
UBS AG, the Zurich-based investment bank, shifted leadership roles within its wealth-management Americas unit, according to a memo today from Americas Chief Executive Officer Robert McCann.
03/26/2012
Morgan Stanley is interested in buying all of Citigroup Inc's stake in their wealth management joint venture this year in what could be a roughly $10 billion deal, said people familiar with Morgan Stanley management's thinking.
03/26/2012
The firm also plans to help its plan sponsors educate participants on the 401(k) and defined benefit plans they participate in.
03/23/2012
Bleak Outlook Creates Investor InertiaThe survey, conducted between February 9 and 12 of this year, found that worries about the markets and the economy are leading investors to delay making investing or planning decisions.
03/23/2012
He comes to the firm from Bank of America's U.S. Trust unit, where he advised on $1.5 billion in wealth for approximately 100 large families and institutional clients.
03/23/2012
He has nearly 30 years of experience in the financial services industry.
03/23/2012
The investment-banking and wealth-management firm said total client assets under administration rose 2.8% from January and were up 5.9% from a year earlier.
03/23/2012
They're moving on up.
03/22/2012
Senior Portfolio Manager and Senior Trust Officer Join Rockefeller Center Office
03/22/2012
Cabot has three people focused on recruiting advisers from Wall Street firms.
03/22/2012
As of today, 98 percent of Morgan Keegan financial advisors presented with retention incentive offers have indicated their intent to accept and will be joining Raymond James upon closing of the merger.
03/22/2012
Payment of the special dividend of 18p per share (or its equivalent in other applicable currencies) is now unconditional and will be made on 7 June 2012 to shareholders on the register at the close of business on 20 April 2012.
03/22/2012
Goldman Sachs has begun scanning internal emails for the term "muppet" and other evidence that employees referred to clients in derogatory ways, chief executive Lloyd Blankfein told partners in a conference call this week, according to people fa
03/21/2012
Founded in 1986 by Chief Executive Officer Michael Stolper, the firm is based in Newtown Square, Pa., and has 84 employees, including 36 investment advisory and 12 research professionals.
03/21/2012
The largest producing team of those hires includes Matthew Kilgroe, Peter Frantzis and Tommy Kidwell, who join UBS in St. Petersburg, Fla., from Merrill Lynch.
03/21/2012
It is located at 4208 Six Forks Road in the North Hills area of the city.
03/20/2012
Wealthy Agree on Importance of Innovation, Differ on Where It Should Come From