06/17/2019
Without admitting or denying the SEC’s findings, ICBCFS agreed to be censured, return nearly $24 million in ill-gotten gains, and pay $4.4 million in prejudgment interest and a $14.3 million penalty.
06/17/2019
Gympass' latest funding came from Japanese investment group SoftBank as well as existing investors such as General Atlantic, Atomico and Valor Capital.
06/14/2019
Former CFO, two ex-managing directors face new U.S. charges
06/14/2019
With the new licences, the New York-listed Chinese wealth manager will be able to give financial advice to high net worth individuals and family offices in Canada.
06/13/2019
BritishAmerican Business and the City of London Corporation have always been important voices when discussing regulatory co-operation and coherence
06/13/2019
The agency has fined Kim $5,000 for the infraction and suspended him from association with any FINRA-registered firm for one month.
06/13/2019
The Proposed Regulations also clarify certification and documentation requirements with respect to withholding obligations under Sections 1445 and 1446.
06/12/2019
A KRX official said it has been investigating the case since August and will hold its market monitoring committee on June 19
06/11/2019
The report features proprietary Chubb claims analysis and perspectives from some of the top securities lawyers in the U.S.
06/10/2019
Mario Draghi said that the Council' would use all instruments at its disposal' including a rate cut if necessary.
06/10/2019
The lender is applying this month for an upgrade of its licence to let it offer more services, such as cash management, instead of just investment banking.
06/06/2019
This was another line of cases in the ongoing fallout of the collapse of Bernie Madoff’s Ponzi scheme in 2008.
06/06/2019
Can the hard-charging culture at Kirkland & Ellis survive a dip in dealmaking?
06/06/2019
UBS Group AG avoided a fine because it helped reveal the existence of the cartel.
06/05/2019
BMO Private Bank Asia has partnered with the Canadian government to provide its clients access to venture capital and technology sector investments.
06/05/2019
Testifying in his own defense Tuesday and Wednesday, Peters disputed the allegations, saying he had made some bad investments but fully intended to make good on his client obligations.
06/03/2019
Celebrating the World’s Leading Lawyers
06/03/2019
Deal will be the largest-ever private real estate transaction globally
06/03/2019
The merged firm will operate under the name Greenberg Traurig Santa Maria in Italy
05/31/2019
Gibbs Law Group representatives said the documents “were publicly available without authentication to anyone with a web browser”.