04/06/2017
Moscow region ex-Finance Minister's wife was think tank in his gang
The fact that the couple had long been going to leave Russia, it became clear during the investigation.
Legal, Regulation & Compliance
04/05/2017
Slaughters takes stake in AI due diligence company
Slaughter and May to invest in an artificial intelligence system’ and explained that it had invested substantial amount of intellectual capital into Luminance and has played a major part in its creation and development.
04/05/2017
Wells Fargo Whistle-Blower Wins $5.4 Million and His Job Back
It is also the first financial penalty against a company that the agency has announced in a news release since President Trump was inaugurated.
04/05/2017
A fiduciary rule wealth managers can get behind
Because the Labor Department's rule is badly constructed policy.
04/05/2017
Hedge funds may reap windfall after ruling on BofA mortgage bonds
Legal fight centered on pre-financial crisis mortgage securities
04/05/2017
Ex-Credit Suisse Trader's Hedge Fund Said to Gain 20% This Year
The yen ended the first quarter 5 percent up against the dollar.
04/04/2017
Court Authorizes Service of John Doe Summons Seeking Information About Dutch Residents Using American Express Cards Linked to Non-Dutch Bank Accounts
The treaty allows the two countries to cooperate in exchanging information that is helpful in enforcing each country’s tax laws.
04/04/2017
Hysteria over negative sterling story will fade in 2017, says hedge fund manager
Looking at the other side of the coin, the long-term macro hedge fund specialist told CNBC that although the dollar is overvalued, the fundamentals which have produced that dynamic have not changed recently.
04/04/2017
Former FA Pleads Guilty to Duping NBA All-Star
Banks’ sentencing is scheduled for June but he also faces a civil suit from Duncan, according to the newswire.
04/03/2017
CIBC Bid For PrivateBancorp: A Very Bad Deal For CIBC Shareholders
Canadian Imperial Bank of Commerce is correctly valued by the market (its intrinsic vale is equal to its market value).
04/02/2017
Want a piece of the $110-million Wells Fargo settlement? Here's what you need to know
The plan will explain who will be eligible for the settlement and how they will be contacted.
04/02/2017
Canadian Revenue Agency slapping harsher penalties including jail term to tax dodgers
Initially, the CRA is targeting a few high-value targets, though according to reports, the agency is investigating 85 Canadian whose names appeared in Panama Papers.
03/31/2017
Canada's bank oversight in crosshairs after mis-selling reports
By comparison, Britain's Financial Conduct Authority had an annual budget of 519 million pounds ($645 million) and 3,337 staff at the end of its last fiscal year.
03/31/2017
Ex-Nomura Traders Want Tardy Evidence Nixed From Trial
Who traded in residential mortgage-backed securities for Nomura, are scheduled to face a jury in May over accusations that they lied to customers about RMBS.
03/31/2017
CFTC Orders Former Citigroup Global Markets Inc.
Both traders are banned from trading in the futures markets until 6 months after each trader has made full payment of his respective penalty.
03/30/2017
Everest Wealth Management barred from investment advisory business
The law is on our side, and we are confident we will prevail on the merits of the case.
03/30/2017
New Legislation to Improve IRS Whistleblower Protections
This legislation will strengthen protections for employees of companies who come forward to report tax evasion.
03/30/2017
US judge lets Standard Bank off the hook
US district judge also dismissed claims against German chemical giant BASF, Switzerland’s UBS Group and the London Platinum and Palladium Fixing Company
03/30/2017
There’s a New Government Contracts Boutique in D.C.
The firm advises clients who have contracts with federal agencies.
03/29/2017
DLA Piper announces cooperation agreement with Peruvian firm Pizarro, Botto & Escobar Abogados
This is in addition to the firm's cooperation agreement with Campos Mello in Brazil.