Managers of Wealth Americas

Morgan Stanley Settles Charges Related to ETF Investments

Morgan Stanley solicited clients to purchase single inverse ETFs in retirement and other accounts

Fees and Regulation Key to Migration to Robos

Disgruntled investors were defined as those unhappy with high fees, bad performance or the level of service they receive.

Institutional investors managing US $17 trillion announce new corporate governance framework

The Group is a collective of some of the largest U.S.-based institutional investors and global asset managers, along with some international counterparts.

Wall Street Needs to Put All Clients First

The fiduciary rule shouldn't apply just to retirement accounts, it should apply to all investment accounts, no matter the size and type.

8 Things Advisors Can Learn From Johnny Depp

As it only covers money in retirement accounts.

Trader's Zurich Banker

But the deal fizzled last year under mysterious circumstances.

Respected Transactional Law Firm Adds Top Business Litigation, Restructuring Team to Form Condon Tobin Sladek Thornton

The lawyers serve as trusted advisors on dynamic retail, office and mixed-use development regionally and nationwide, including some of the highest-profile mixed-use projects in North Texas.

Jho Low Bids to Stop Asset Grab

Now, the trusts are asking a Los Angeles judge to ignore a deadline to file claims over assets that have been seized by the U.S, «Bloomberg» reported.

Fiduciary rule is a regulation everyone should appreciate

Department of Labor to require that brokers who offer financial advice put their clients' interests ahead of their own.

Ex-AIG CEO Hank Greenberg to pay $9 million to settle with NY attorney general

AIG was also a defendant in the case, but settled with the attorney general's office in 2016 for $1.6 billion.

The Battle for Global Banking Regulations

If they don't come to an agreement, the global banking system risks a collapse.

Johnny Depp’s Money Woes a Case Against DOL Rule?

In his lawsuit Depp also admits he didn’t monitor his own finances, nor his advisors’ investments

Campaign launched to axe FATCA tax rules

The move was intended to help clamp down on tax evaders who deposit wealth in offshore centres such as Jersey.

Lawsuit claims JPMorgan Chase fees cheat jurors out of money

The lawsuit says Chase charges $1.50 a month in “inactivity fees”

CME Adopts Rule Changes Regarding Offenses

These rule amendments were adopted at the request of the CFTC

Location, Location, Location – Choosing the Situs of a Trust

The proper selection of trustees is important in choosing the situs of a trust.

Here’s the Republican Masterplan for Wall Street Deregulation

The plan comes after President Donald Trump on Friday signed a largely symbolic executive order that outlined an intention to ease banking rules

C Suisse client gets 7 months for hiding $200m

Horsky went to great lengths to hide assets overseas in order to avoid paying his share of taxes to the IRS

Credit Suisse Client Latest Test to Leniency in Tax Fraud Cases

Prosecutors urged a judge to send him to prison for 20 months.

Global Alliance Wealth Management strengthens global presence with opening of new office in Tokyo

Leading alternative asset manager and wealth management provider expands global platform with approval to commence Japanese operations.

Legal, Regulation & Compliance