07/23/2015
New York state's banking regulator has written to the firm behind a new instant messaging service backed by Wall Street's biggest banks asking about its document retention policies.
07/22/2015
Millions of Consumers Harmed by Bank’s Deceptive Marketing and Unfair Billing of Credit Card Add-On Products and Services, and Other Unlawful Practices
07/22/2015
B.C. Green party MLA Andrew Weaver isn't the only politician who wants to amend regulations to determine who's investing in residential real estate.
07/22/2015
Securities and Exchange Commission Republican member Daniel Gallagher said in a public comment letter that the Labor Department's plan would actually hurt the middle-class investors it is designed to help.
07/21/2015
The need to identify risks in the system has intensified
07/21/2015
J.P. Morgan faces highest capital increase of the group at 4.5% of risk-weighted assets
07/21/2015
Most of the banks have already put away the additional capital.
07/21/2015
Its arrival has spurred a selling of collateralised loan obligations in recent months, because it limits banks’ holdings of certain types of these securities.
07/20/2015
To protect the whistleblowers' confidentiality as provided by the Dodd-Frank Act, the SEC doesn't disclose information
07/20/2015
If it’s an honest mistake, you can make one withdrawal to cover all the misses and fill out IRS Form 5329 for a standard waiver
07/20/2015
The settlement was achieved after six years of hard-fought litigation and an extensive investigation
07/17/2015
The probe could delay the planned $5.4-billion takeover of the big Los Angeles bank by RBC, one of Canada’s largest financial firms.
07/16/2015
They were a group of senior UBS advisors who joined Barclays in 2011 to bolster its outreach to ultra-high-net worth Latin American clients.
07/16/2015
Failure to pay that debt without an orderly workout would in effect begin a cascading series of chaos
07/15/2015
We are grateful to receive this unprecedented recognition and for the dedication and commitment shown by our professional team over these many years
07/15/2015
OZ Management, an investment adviser for numerous Och-Ziff funds, admitted wrongdoing and agreed to pay a $4.25 million penalty to settle the charges.
07/15/2015
The formal request for information, which was sent last week, the person said, marks a deepening of the New York State Department of Financial Services’ probe into Deutsche Bank’s activities in Russia.
07/14/2015
Frank Tamayo allegedly used napkins and Post-it notes to convey sensitive information and will return $1m, his Audi Q7 and testify against friends
07/14/2015
The Ad Hoc Group has declined to name the majority of its members.
07/14/2015
Isajiw concentrates his practice on complex commercial and securities litigation, as well as regulatory investigations. He joins King & Spalding from Cadwalader, Wickersham & Taft, where he was a partner.