06/12/2015
International law firm hires first US securities partners
This core offering differentiates the firm’s London-based regulatory and advisory capabilities for its investment banking clients, giving it deep insight into underwriters, both in terms of executing transactions and advising on US, UK and European
06/12/2015
Arbitrators usually find a way to compromise
06/11/2015
FINRA, which is funded by the securities industry, is taking especially seriously comments related to operational issues
06/10/2015
“As the agreements reached today confirm, Swiss banks that helped U.S. taxpayers to hide foreign accounts and evade their U.S. tax obligations are providing a detailed account of their cross-border banking activities.
06/10/2015
Attorney General Loretta Lynch has already brought charges over foreign exchange rate manipulation
06/09/2015
A judge initially ruled in BlueCrest’s favor
06/09/2015
Money makes divorce look a little different.
06/09/2015
The Canada Revenue Agency began an offshore tax informant program in January 2014, offering up to 15 per cent of funds recovered in cases that see the CRA recoup more than $100,000.
06/09/2015
Many are now familiar with the famous Report of Foreign Bank and Financial Accounts (FBAR), a relatively small form that carries with it the threat of huge penalties in the case of a willful failure to file.
06/09/2015
The ongoing investigation, named “Operation Pen and Tell”
06/08/2015
The settlements involve mortgage securities that the banks sold in the run up to the financial crisis.
06/08/2015
The cost of compensating customers, paying fines and legal bills for the world’s biggest banks has increased to £200bn
06/08/2015
New banking rules could mark the end for credit unions
Credit unions are thriving
06/08/2015
Cadwalader Expands Corporate Practice With Leading M&A Attorney
Richard's stellar reputation and experience will help us continue to distinguish ourselves in M&A, activism and defense work
06/05/2015
The Bank of America-owned brokerage told its 14,000 brokers almost two years ago they would be paid less if they cut fees too aggressively on a new account the firm was introducing.
06/05/2015
Delta National Bank appears more than 24 times in US charges against football officials and has had at least three prior run-ins with authorities
06/05/2015
Federal securities rules require shareholder activists to disclose joint campaigns
06/05/2015
Investment Management Lawyer joins Global law firm
From 1990 to 1996, she was at the SEC, beginning in the Division of Enforcement and then moving to the Division of Investment Management, where she became Assistant Chief Counsel.
06/04/2015
The good news is that firms have stepped up supervision over senior activities
06/04/2015
The SEC has said this data would include information relating to the pricing of portfolio securities