07/11/2023
Perigon Wealth Management Names Rafia Hasan, CFA, CFP As Chief Investment Officer
Rapidly Growing Independent Wealth Management Firm Enhances Investment Leadership and Offering to Support Expanding National Client Base
People Moves
07/11/2023
Dr. Jim Birchenough Joins Barclays as Co-Head of Global Biopharma Investment Banking
Dr. Birchenough will partner with Alexis de Rosnay, who takes on an expanded role; he also assumes the role of Chairman of Global Healthcare Investment Banking
07/11/2023
Morgan Stanley hires JPMorgan's North America M&A head, sources say
In the Americas, Morgan Stanley's M&A franchise is led by veteran dealmakers Tom Miles and Brian Healy.
07/11/2023
Wells Fargo Names Dawson Her Many Horses as Managing Director
One of the first enrolled tribal members to be promoted to managing director at a major U.S. bank
07/10/2023
GoldenTree Asset Management Hires Principal in Newport Beach, CA
He will report to Kathy Sutherland, Chief Executive Officer and Partner at GoldenTree.
07/10/2023
LPL Financial Welcomes 509 Wealth Management
He reported having served approximately $400 million in advisory, brokerage and retirement plan assets*, and joins LPL from Ameriprise.
07/07/2023
UBS names new head of LatAm wealth management
Credit Suisse's former Latin America head Marcello Chilov is taking over from Sylvia Coutinho who has been promoted to a new senior role.
07/07/2023
GoldenTree Asset Management Announces Chief Talent Officer
She previously served as a Senior Principal at ghSMART, supporting investors and CEOs on key leadership and organizational challenges, including management due diligence and leadership succession.
07/07/2023
SS&C Announces Appointment of Brian Schell as Chief Financial Ocer
He will report to Bill Stone, Chairman and Chief Executive Ocer.
07/07/2023
Rothschild & Co appoints Strategic Adviser in North America
Senior appointment supports continued growth of Global Advisory business.
07/07/2023
Financial Gravity Welcomes New Family Office Director Diane Gibson
She has expertise in tax preparation and planning and works with clients to optimize their tax planning, compliance, and financial strategies.
07/07/2023
US Capital Global Expands Its Presence in Asia with Appointment of Vice President Sal Saqeb
Leading global private financial group for the middle market appoints new Vice President to expand its Corporate Finance and Wealth Management divisions in Asia.
07/06/2023
Equirus Wealth Appoints New MD, CEO
An alumnus of IIM Lucknow, Bhave has an experience of 28 years in financial services and brings expertise in the wealth domain as well as leadership experience.
07/06/2023
CIBC Innovation Banking Bolsters North American Team
CIBC Innovation Banking’s Paul Gibson will be expanding his responsibilities as Managing Director and Region Head
07/06/2023
Inter&Co Announces New Senior Management Structure
The Boston Consulting Group has assisted Inter in this process providing valuable insights, benchmarking and outside perspectives.
07/05/2023
IGM Financial cutting jobs and office space in search for savings
The company plans to reduce IG Wealth Management offices
07/05/2023
Davis Polk Elects 12 New Partners
Shanu Bajaj is a member of Davis Polk’s Mergers & Acquisitions practice in New York.
07/04/2023
Impact management exec leaves Morgan Stanley’s Calvert team
The departure comes following the announcement in May of 3,000 job cuts across the bank.
07/03/2023
Northern Trust Appoints Senior Wealth Strategist
Calcagno brings more than 35 years of experience in the wealth management industry, with an emphasis on working with new clients and offering holistic financial services.
07/03/2023
UBS recruits 50 financial advisors to help with clients’ wealth management
With the Credit Suisse deal, UBS became the world’s second-largest wealth manager.