10/20/2020
David Kelly Joins SMBC as U.S. Chief Information Officer
He was also a member of the firm’s Operating Committee.
People Moves
10/20/2020
Jupiter hires senior leaders for new Denver office
Jupiter struck a strategic partnership with NZS in December 2019 to become the exclusive distributor of the firm's investment funds.
10/16/2020
Lazard Asset Management Expands Alternative Investment Platform
Forms Lazard Coherence team of industry veterans with credit expertise -
10/16/2020
Managing Wealth Like A Rockefeller
Among the first wave of hires was Chris Randazzo, managing director, head of wealth management and head of technology and operations.
10/16/2020
BNY Mellon Wealth Management Names Market President in Atlanta
His deep understanding and relationships across our business will be instrumental in supporting our Active Wealth management approach to help our clients achieve long-term financial success.
10/16/2020
Persaud Departs Citigroup for Fieldpoint Private
Commercial Banker Adds to Wealth Boutique’s Growing Momentum with Entrepreneurs
10/16/2020
Morgan Stanley’s Atwan Leaves After Review Tied to Lawsuit
Fund investors have been notified about Atwan’s departure
10/15/2020
Grayhawk hires private banker to lead Quebec biz
The family office firm recently announced a deal with Sagard Holdings
10/15/2020
Wells Fargo fires over 100 employees for COVID-19 relief fund misuse: source
“These wrongful actions were personal actions, and do not involve our customers.”
10/14/2020
BNY Mellon Wealth Management Names Senior Client Strategist in Menlo Park, CA
Audrey brings substantial global business and financial services experience to this role
10/14/2020
Fidelity Hiring 4,000 Workers, Including Advisors
The firm plans to hire thousands of financial advisors, licensed reps and customer service employees over the next six months.
10/13/2020
Morgan Stanley Hires Merrill Lifer with $473-Mln Book in Illinois
The advisor, who joined Morgan Stanley with one of his two client associates, according to his new firm’s website, did not return a call for comment.
10/13/2020
Former Merrill AdvisorJoins Seventy2 Platform
A spokesperson said that Dearie, formerly a senior financial advisor and vice president with the Lee Dearie Group at Merrill Lynch Wealth Management, brings a $60 million book of business to Seventy2 Capital.
10/12/2020
New Members Appointed to Fintech Advisory Group
The appointments were announced in advance of the Fintech Advisory Group’s next meeting on October 13.
10/12/2020
LPL Financial and Gladstone Financial Resources Group Welcome Advisor Rajat Rajan
He is aligned with Gladstone Financial Resources Group, a large enterprise on LPL’s corporate RIA platform.
10/12/2020
SignatureFD Appoints Heather Robertson Fortner as Chief Executive Officer
This appointment marks a new chapter in SignatureFD’s history, as it embarks on an ambitious growth path over the next decade.
10/09/2020
BNY Mellon Wealth Management Names Regional President in Orange County, CA
Ed joins BNY Mellon with more than 27 years of wealth management experience.
10/09/2020
AXA XL makes sweeping global management changes
All three report to Donna Nadeau, chief underwriting officer for the Americas.
10/09/2020
BuildGroup Announces Craig Kennedy as Managing Director and Partner
Prior to joining BuildGroup, Kennedy spent 15 years at Allen & Company LLC, a privately-held merchant bank, where he served as managing director working with the firm’s most disruptive technology clients and serving as a long term board advisor
10/09/2020
Santander Bank Announces Key Executive Appointments
New Heads of Small Business Banking, Consumer Lending and new Chief Marketing Officer bring deep experience to accelerate the Bank’s transformation