06/16/2021
The company, run by Vincent Hua, has grown to have about $7 billion in assets under management, sources said, and made a $9.8 million profit last year according to accounts filed with the corporate regulator.
06/16/2021
Dolan replaces Kristen Kimmell, who took over the role just two years ago and has left the Minneapolis-based firm after more than 27 years, according to an RBC spokesperson.
06/16/2021
The Advisory Board members are distinguished practitioners who have played key roles in the development of the stock and options markets and the asset-management industry.
06/16/2021
CERTIFIED FINANCIAL PLANNER™ will help clients achieve their retirement goals.
06/16/2021
25-year banking veteran to lead data strategy transformation and client experience
06/16/2021
Industry veteran to lead front-office trading solutions
06/15/2021
Offshore client advisors Estefania Chuecos and Carlos Brussa have also had their client coverage in the US expanded.
06/15/2021
She brings experience across a wide range of capital markets transactions and securities and corporate law matters.
06/15/2021
Fuller brings with him total account assets of more than $75 million.
06/15/2021
He is highly respected in the finance community and a high-caliber professional well suited to leading our continuously expanding corporate and investment banking team
06/15/2021
He has worked with both large multi-national clients and the private industry.
06/14/2021
Christina has extensive experience working with advisors and an impressive track-record delivering bottom line results.
06/14/2021
With almost 20 years of experience in the financial services industry, Weil most recently served as a Senior Sales Executive at FIS Global.
06/14/2021
Branca has spent his entire 31-year career in financial services
06/11/2021
Shawn has managed a joint venture holding of boutique asset management firms across North America, the UK, Europe and Asia,
06/11/2021
In this role, he provided strategic guidance during the historic geographic split of the organization, resulting in two multibillion-dollar publicly traded banks on the NYSE.
06/11/2021
Firm recruits accomplished professional with diverse international experience in asset management modernization push
06/11/2021
The asset management community is also upping its focus in the area.
06/11/2021
The termination occurred April 19, although UBS filed the U5 notice with the Financial Industry Regulatory Authority on May 19, following a 30-day window that the regulator allows to give lawyers for the broker and firm time to negotiate the language.
06/11/2021
David Simon to join Apollo’s Board This Month and Athene’s Jim Belardi, Mitra Hormozi, Marc Beilinson and Lynn Swann to Join Board of the Combined Company Upon Closing of Merger