10/20/2020
Ocorian appoints Regional Head of Americas
Jason will be based in the United States and will oversee all aspects of our business in the region.
People Moves
10/20/2020
Baker McKenzie announces latest global leadership shake-up
Shih Yann Loo and Melinda Phelan join the Firm's Executive Committee
10/20/2020
Robert Stoker Hired as Private Wealth Advisor at UBS in San Francisco
Robert joined UBS PWM as it allowed him to create a boutique family office within the largest wealth management firm in the world.
10/20/2020
Bank of America names EU bank head as Brexit deadline closes in
Fernando Vicario appointed chief executive of bank’s hub in Ireland
10/20/2020
Alcentra Adds To Senior Leadership In North America
will be responsible for defining the company's long-term sales and marketing strategies in North America.
10/20/2020
David Kelly Joins SMBC as U.S. Chief Information Officer
He was also a member of the firm’s Operating Committee.
10/20/2020
Jupiter hires senior leaders for new Denver office
Jupiter struck a strategic partnership with NZS in December 2019 to become the exclusive distributor of the firm's investment funds.
10/16/2020
Lazard Asset Management Expands Alternative Investment Platform
Forms Lazard Coherence team of industry veterans with credit expertise -
10/16/2020
Managing Wealth Like A Rockefeller
Among the first wave of hires was Chris Randazzo, managing director, head of wealth management and head of technology and operations.
10/16/2020
BNY Mellon Wealth Management Names Market President in Atlanta
His deep understanding and relationships across our business will be instrumental in supporting our Active Wealth management approach to help our clients achieve long-term financial success.
10/16/2020
Persaud Departs Citigroup for Fieldpoint Private
Commercial Banker Adds to Wealth Boutique’s Growing Momentum with Entrepreneurs
10/16/2020
Morgan Stanley’s Atwan Leaves After Review Tied to Lawsuit
Fund investors have been notified about Atwan’s departure
10/15/2020
Grayhawk hires private banker to lead Quebec biz
The family office firm recently announced a deal with Sagard Holdings
10/15/2020
Wells Fargo fires over 100 employees for COVID-19 relief fund misuse: source
“These wrongful actions were personal actions, and do not involve our customers.”
10/14/2020
BNY Mellon Wealth Management Names Senior Client Strategist in Menlo Park, CA
Audrey brings substantial global business and financial services experience to this role
10/14/2020
Fidelity Hiring 4,000 Workers, Including Advisors
The firm plans to hire thousands of financial advisors, licensed reps and customer service employees over the next six months.
10/13/2020
Morgan Stanley Hires Merrill Lifer with $473-Mln Book in Illinois
The advisor, who joined Morgan Stanley with one of his two client associates, according to his new firm’s website, did not return a call for comment.
10/13/2020
Former Merrill AdvisorJoins Seventy2 Platform
A spokesperson said that Dearie, formerly a senior financial advisor and vice president with the Lee Dearie Group at Merrill Lynch Wealth Management, brings a $60 million book of business to Seventy2 Capital.
10/12/2020
New Members Appointed to Fintech Advisory Group
The appointments were announced in advance of the Fintech Advisory Group’s next meeting on October 13.
10/12/2020
LPL Financial and Gladstone Financial Resources Group Welcome Advisor Rajat Rajan
He is aligned with Gladstone Financial Resources Group, a large enterprise on LPL’s corporate RIA platform.