04/03/2019
The group previously oversaw $184 million, according to their new employer. Judge and Trevethan have 26 and 23 years of financial experience, according to FINRA BrokerCheck records.
04/03/2019
Lafitte responsible for firm's private banking services and relationships
04/03/2019
Mr. Schechner joins JMP Securities from Robert W. Baird & Co., where he led biotechnology, pharmaceutical, and pharmaceutical services investment banking since 2012.
04/03/2019
Fund manager promotes several executives at lucrative alternative investments business
04/02/2019
In his new role, he will report to Mark McMullen, Deputy Chief Executive, and will continue to be based in our Toronto office.
04/02/2019
Prior to joining U.S. Trust (which has been rebranded Bank of America Private Bank) in 2013, Swaner’s 19-year career included stints at Citigroup and Wells Fargo & Co.
04/02/2019
Prior to joining the firm, Javes was a director and head of underwriting and high yield trading at Ziegler.
04/02/2019
Royce is a graduate of Brown University and received his MBA from Columbia University.
04/02/2019
The new partners include the firm’s director of financial planning, Erin Voisin; regional director, Lynn Ballou; and operations director, Sherryl Ray.
04/01/2019
According to Maurice Edwards, managing principal of EPIC’s Integrated Risk Solutions Practice, Knight will be responsible for creating and delivering EPIC’s advanced analytical tools.
04/01/2019
It’s Stifel’s twelfth branch in the state.
03/29/2019
Colm Kelleher’s successor as president will become heir apparent to chief James Gorman
03/29/2019
The past few years have been ones of significant growth at Confluence, but we are not ones to rest on our laurels.
03/29/2019
Both are based in Miami, a spokesperson for the firm said.
03/29/2019
Arledge previously served as the CEO of BNY Mellon Investment Management
03/29/2019
Mr. Henderson joined BMT from Grayline Partners
03/29/2019
Ford brings more than 30 years of industry experience
03/29/2019
A private banker focused on Brazil and his team are the latest to defect.
03/28/2019
The key additions continue the growth initiatives in the organization’s agency structured products, pass-through and asset-backed securities.
03/28/2019
To fill the branch holes, wirehouses have been mustering younger managers, often with less extensive client-facing experience, while dispatching more experienced ones, such as Merrill’s Carole Wentz, to strategically sensitive regions.