04/13/2018

Former Schwab Exec To Head Finra's Exam Programs

In Finra’s announcement Wednesday, both Havlik and Cook mentioned the Finra360 initiative, an internal effort to evaluate operations and make regulatory programs more efficient.

04/12/2018

Itaú Chile AM to hire new CIO and consolidate fund range

The resulting asset manager, operating as Itaú AGF, is looking to consolidate its product offering which currently features 49 mutual funds and five closed-end investment funds, said chief executive Wagner Guida, effectively reducing its mutual fun