03/22/2018
Wells Fargo nabs $511M advisors, offsetting recent departures
The majority of his clients use Wells Fargo for their retail banking so moving all of their finances into one company is a major advantage, he adds.
People Moves
03/22/2018
Van Law to Step Down as Head of Raymond James’ RIA Group
The departure is ‘surprising news,’ recruiter Jon Henschen says.
03/22/2018
UBS names Kendall interim head for CCS Americas after Reece exit
He is leaving to pursue other opportunities, the memo said without elaborating.
03/21/2018
JPMorgan names Mellody Hobson to board
She speaks frequently about financial literacy and is a regular commentator for media outlets.
03/20/2018
BNY Mellon Wealth Management Names Robert J. Bowman as Mid-Atlantic Region Managing Director, Business Development
Bowman graduated from Saint Joseph’s University in Pennsylvania with a B.S. in Marketing Management.
03/20/2018
Ex-Barclays boss put in sole charge of State Street ETF arm
He was the third high-profile departure from Barclays Wealth that year after head of UK wealth management Henry Fischel-Bock and chief executive Peter Horrell also quit the firm.
03/20/2018
PIMCO Announces 2018 Managing Directors
Promotion of the following officers of the firm to Managing Director.
03/20/2018
Northern Trust’s Foundation & Institutional Advisors Practice Strengthens Team in Southeast
Prior to joining FIA, Jordan was a Regional Director responsible for strategic business development of investment strategies for institutional clients at Goldman Sachs.
03/19/2018
Embattled Point72 president steps down
The firm did not issue a statement to Hearst Connecticut Media on Haynes’ departure, but a source familiar with the matter, who spoke on the condition of anonymity, confirmed Sunday the change had taken place.
03/19/2018
China appoints US-trained central banker
Yi Gang takes over from Zhou Xiaochuan at a time when the ruling Communist Party is trying to reduce financial risks and surging debt
03/19/2018
Kroll Names Timothy Gallagher Managing Director Cyber Security and Investigations Practice
Highly regarded former Special Agent in Charge of FBI's Newark Division brings decades of experience investigating and combating financial and cyber-related crimes
03/16/2018
Drake Star Partners appoints new partner
Prior to joining Drake Star Partners, Michael was a senior investment banker at Houlihan Lokey’s TMT group based in the firm’s Los Angeles office.
03/16/2018
Greenhill taps Troso as MD
Prior to his time at J.P. Morgan he was at Bear, Stearns & Co., where he provided investment banking services to real estate, gaming and lodging clients.
03/16/2018
Stifel lures away another wirehouse executive
“After doing extensive due diligence, it was clear to me that Stifel was the right choice for me to continue my career in a senior leadership role,”
03/16/2018
Gaston Capital Announces New Partner
He has a strong, proven record of building and facilitating relationships with both industry and investment groups.
03/16/2018
Maitland beefs up staff with new hire
Maitland, a global advisory and fund administration firm, has named Frank Ferrara as senior client service manager. Previously, Ferrara worked at Rhone Group.
03/16/2018
IberiaBank to lay off 124 Gibraltar employees as acquisition nears completion
The acquisition is expected to close next week on March 23.
03/15/2018
RBC Global Asset Management strengthens U.S. investment management team
Mr. Henderson will serve as lead portfolio manager for RBC GAM's Mid Cap Value Strategy.
03/15/2018
Deutsche Bank Hires in Geneva, Miami for Wealthy Latin Americans
The firm also hired Ricardo Pablos Rodrigues from CBH Cie.
03/15/2018
Swarm Fund Welcomes Chris Eberle as COO for Fast-Growing Decentralized Capital Marketplace
Swarm Fund is a decentralized capital marketplace that democratizes investment using the power of the blockchain