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People Moves

07/26/2018

Wells Fargo Securities Names Investment Banking Vet Vice Chair of Energy & Power Group

With more than three decades of experience in the oil and gas sector, Scott is a great addition to our energy and power investment banking platform,” said Hudson

07/25/2018

Oppenheimer Adds Bruce Buchanan As Head Of Restructuring & Special Situations Group

I am excited about the opportunity to leverage the global footprint and full-service capabilities of this platform

07/25/2018

Global law firm Nabs Another DLA Piper Defector in Chicago

We just opened our Chicago office last month, and we are pleased to add another M&A lawyer to our rapidly growing team

07/25/2018

Top UBS gatekeeper to join Citi Private Bank

Ray Joseph, who has been a top gatekeeper at UBS, is to join Citi Private Bank.

07/25/2018

King & Spalding Adds Class Action Litigators to its Chicago and Los Angeles Offices

Both new partners join King & Spalding from Sidley Austin.

07/24/2018

TD hiring 200 advisers to boost wealth-management business

Canada’s largest lender by assets has about 2,100 wealth planners and advisers for its domestic business.

07/24/2018

DiMaio Joins Bryn Mawr Trust Wealth Management Division

Mr. DiMaio has more than 25 years of experience in wealth management

07/24/2018

PJ Solomon hires Rothschild consumer banker Gottschalk

Before Lazard, Mr. Gottschalk held a similar position at Wasserstein Perella & Co.

07/24/2018

B. Riley FBR Expands Team with Four New Investment Bankers

I’m thrilled to have Chris, Todd, Paul and David join the B. Riley FBR team

07/24/2018

Morgan Stanley Loses $1.6-Mln Broker to Wells in Texas

Earlier this month, Wells hired a $1.7 million producer in California.

07/24/2018

Wilshire Funds Management Strengthens Expertise with Two Key Hires

Kim comes to Wilshire with more than 18 years of industry experience.

07/24/2018

Goldman Names Two Women To Top Committee As Solomon Era Kicks Off

Goldman Sachs last week identified David Solomon as its next chief executive

07/24/2018

Union Bank Expands Pacific Northwest Wealth Management Team

Ryan Velo-Simpson Joins as Wealth Strategist

07/24/2018

Fidelity Advisor Managing $2.7 Billion Joins RIA

Larry Rollins said Monday he was joining Brenton Point Wealth Advisors.

07/23/2018

Finra Loses Analytics Head to Merrill Lynch

He was also responsible for creating the methods used to detect risks in broker-dealer firms and determine how those risks would affect the regulator.

07/23/2018

Pimco Executive Resigns After Allegations of Inappropriate Behavior

Bill De Leon’s resignation follows an internal review into his alleged behavior at a May 2017 charity event

07/22/2018

Wells Fargo Recruits Another Million-Dollar Team from UBS

Wells Fargo Advisors employed 14,226 brokers across its various offices as of June 30

07/20/2018

Santander Bank announces senior appointment

Laura's addition underscores the continued investment we are making in our corporate finance and capital markets

07/19/2018

Sean Gallagher, co-CIO of fundamental US equity, and Suneil Mahindru, CIO of international equity, are to leave the firm.

Gallagher, who was promoted to the position of co-CIO of fundamental US equity in January

07/19/2018

Half a Billion Dollar Merrill Lynch Team Takes Flight

Senderling began his financial services career at Merrill Lynch in 1990, according to his BrokerCheck profile.

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