04/04/2017
UBS Taps Exec to Head New Sustainable Investing Push
As demand for socially responsible investing booms, the wirehouse adds to its leadership in this popular field
People Moves
04/04/2017
Triad loses team to Raymond James
An advisory group overseeing about $150 million in client assets switches to the independent broker-dealer at the regional firm
04/04/2017
BofAML rejigs transaction banking team
These appointments are testament to the strong talent we have at the firm and our commitment to promote from within
04/04/2017
$160M adviser leaves Wells Fargo for Steward Partners
Steward Partners has grown rapidly since its founding in 2013 by a group of former wirehouse managers.
04/04/2017
DTCC Appoints Michael McClain Managing Director and General Manager of Firm's Equity Clearing Business
His leadership will be critical as the industry continues looking to us for increased support.
04/04/2017
RBC Capital Market’s MDs have been flooding the market
Baron is one of a number of MDs flooding out of RBC Capital Markets so far this year
04/04/2017
Axis Capital boosts P&C team
Her combined management experience and product knowledge will help AXIS further develop more advanced offerings for our clients.
04/03/2017
Mendoza joins Fairfield’s Solano Wealth Management Inc.
He joins Solano Wealth Management Inc. after spending many years at a bank-owned brokerage firm.
03/31/2017
Joe Neuberger Named President of U.S. Bancorp Fund Services
He has proven himself to be an inspiring leader and has the talent and experience needed to deliver on high client expectations.
03/31/2017
Merrill Lynch Hires Financial Advisor from Morgan Stanley
As a past business operator himself, he has personal experience in consumer products and retail companies and has worked with families throughout the U.S.
03/31/2017
CalPERS Names Stevenson Investment Director of Investment Manager Engagement Programs
Stevenson brings more than 35 years in the investment industry to CalPERS, including 30 years at the Ford Foundation, where he served as the director of investment administration.
03/31/2017
US Bancorp Fund Services names president
“He has proven himself to be an inspiring leader and has the talent and experience needed to deliver on high client expectations.”
03/31/2017
CFTC Acting Chairman Giancarlo Appoints James McDonald as Enforcement Director
Mr. McDonald will assume his duties at the agency on April 10.
03/31/2017
Pedro José Moreno Cantalejo, VP of Administration and Finance at Santander México, Retires After 30 Years at Santander Group
Roles and responsibilities to be handled by several executives
03/30/2017
Cantor Fitzgerald Adds Global Portfolio Solutions Team leader
A leading global financial services group at the forefront of financial and technological innovation has been a proven and resilient leader for over 65 years.
03/30/2017
AIG Names Donna DeMaio Executive Vice President and Chief Auditor
Prior to joining UGC in 2012, Ms. DeMaio was President and CEO of MetLife Bank
03/30/2017
Wilmington Trust Hires Senior Trust Sales Representative
Based in Boston, Stowell will focus on expanding loan agency services to alternative capital providers, business development corporations, and direct lenders
03/30/2017
OCC Appoints Two New Members To Board Of Directors
OCC continues its transformation to a systemically important market influencer ensuring confidence in the financial markets and broader economy
03/30/2017
Merrill Lynch shakes up wealth management organization, leadership roles
Two division executives, Don Plaus and Ben Prince, were tapped for new leadership roles and the number of divisions for advisers was cut from 10 to six
03/30/2017
DeutscheBank Corporate Trust Head Departs
Steven Park, managing director and head of Americas for global transaction banking and corporate trust sales at Deutsche Bank, will be leaving the bank at the end of the month.