10/17/2016
Artisan Partners Announces that Chris Smith has Joined the Firm
Mr. Smith holds a bachelor’s degree in economics from the Wharton School, University of Pennsylvania.
People Moves
10/14/2016
Mizuho Hires Jason Fertig as Head of North America Healthcare Investment Banking
He previously served as Managing Director and Co-Head of Americas Healthcare Investment Banking for Nomura.
10/14/2016
Wells Fargo has been quietly adding senior investment bankers in the U.S.
Wells Fargo has been hiring for its investment bank
10/14/2016
Achim Schwetlick Joins National Life Group As Senior Vice President
New Natonal Life Group President and CEO for Business Innovtion Group Announced
10/13/2016
Adviser managing $289 million joins Stifel from Wells Fargo
His BrokerCheck profile listed one customer dispute in 1999 that was settled.
10/13/2016
T. Rowe Price Hires RIA Segment Chief
New T. Rowe Price Head of RIA and Regional Banks Segment Announced
10/13/2016
$261M UBS adviser jumps to Ameriprise
The people and management are friendly and attentive, and the firm has all of the resources and flexibility I need to run my practice and serve clients well.
10/13/2016
UBS hires Houlihan Lokey's Novak for activism defense
He will focus on defending companies from activist attacks.
10/13/2016
Moore Capital Management COO Scott Lawin to Leave at Year-End
Lawin is planning to leave the hedge fund industry to focus on investing in the data and technology area
10/13/2016
Wells Fargo CEO John Stumpf Steps Down
Wells Fargo’s former CEO, John Stumpf, departs as the bank’s sales tactics
10/12/2016
Merrill Lynch hires former Goldman Sachs banker Michael Duffy
Previously a member of the strategic wealth advisory team at Goldman Sachs Group Inc.
10/12/2016
Senior Barclays investment bankers resurface at new gigs in the U.S.
He had risen to the rank of senior vice president at the time the bank went under.
10/12/2016
U.S. Bank Wealth Management Names Eric Freedman as Chief Investment Officer
He is a great fit for U.S. Bank and represents our core values extremely well.
10/11/2016
International equity veteran joins Louisville investment firm
Has joined Louisville-based River Road Asset Management LLC.
10/11/2016
Wells Fargo Shuffles Some Top Banking Executives Update
Wells Fargo faces a raft of federal and state inquiries, including from the Justice Department.
10/11/2016
University of Texas Investment Management CEO/CIO resigns
His resignation is immediate.
10/11/2016
River Road Asset Management hires portfolio manager
He developed an 11-year track record investing in non-US companies.
10/11/2016
The Citisoft Group Appoints New Managing Partner and New Head of Vendor Relations
David Bates will join Steve Young, Managing Partner of Citisoft Europe, in overseeing and leading growth strategies for Citisoft.
10/11/2016
Joe Tucci Named Chairman of Bridge Growth Partners
Tucci has served on the firm’s Investment Committee and Advisory Board since Bridge Growth Partners was established in late 2013.
10/10/2016
Ex-Pershing Exec Starting New Hedge Fund
The exact strategy that Mantle Ridge will pursue was not disclosed in the filing.