07/21/2015
GAMCO Reorganizes Sales & Marketing Leadership
They have all demonstrated success in establishing strategic partnerships and building client relationships.
People Moves
07/21/2015
Grove Street Advisors promotes Ou to managing partner
Prior to joining Grove Street Advisors, Bruce developed strong strategy consulting and corporate finance skills
07/21/2015
Wells Fargo Insurance Names Head of Client Experience
25-year company veteran will lead new customer service practice
07/21/2015
Rothschild Asset Management boosts institutional sales team
He will report to Michael Woods, Chief Executive Officer of Rothschild Asset Management Inc.
07/21/2015
Voya Investment Management appoints Head of Intermediary Distribution
He will also serve on the firm's management committee.
07/20/2015
UBS Lures Away $3M Producer From Barclays
The team focuses on serving ultrahigh-net-worth and high-net-worth clients as well as family offices and foundations.
07/20/2015
Merrill Lynch CIO leaves during reorganization
Bank of America Merrill Lynch Wealth Management's Chief Investment Officer Ashvin Chhabra is stepping down to run a family office
07/20/2015
BofA Appoints Hyzy to Run Combined Chief Investment Offices
Ashvin Chhabra, former CIO of Merrill Lynch Wealth Management, is leaving to run a family office that the memo didn’t identify.
07/20/2015
Bryn Mawr Bank announces senior appointments
There is an active search process underway to select the next permanent Chief Financial Officer.
07/20/2015
Kingsview Asset Management Welcomes German Ramirez
German Ramirez of Miami, FL has joined Kingsview Asset Management as a Senior Vice President of the Private Client Services Division.
07/20/2015
Evercore Wealth Management Appoints Mark McClintock as Portfolio Manager
Mr. McClintock reports to Art Noderer, a Partner and Portfolio Manager at Evercore Wealth Management, and is based in Tampa, Florida.
07/20/2015
Washington Wealth Management Adds Three Former Wirehouse Advisors
Veteran Group of Advisors with National Reach Look to Expand Their Respective Practices Through Affiliation with Leading Independent Hybrid RIA
07/17/2015
BT Wealth Management Adds Team, Office in Savannah
With Acquisition of Excelsia Investment Advisors, Total Assets Under Firm Management Exceed $350 Million
07/17/2015
LPL & Breakaway Firm Reel in 2 J.P. Morgan Bank Advisors
Two advisors from J.P. Morgan Chase have left to join their former colleagues at the LPL Financial-affiliated startup Faubourg Private Wealth Advisors
07/17/2015
Seiler Names Two New Partners
We congratulate Ron and Lynne on this career milestone,” remarks Jim DeMartini, Seiler’s Chairman and CEO.
07/17/2015
Brookwood Financial Partners appoints Director of Finance
Prior to joining Brookwood she worked for JDJ Family office Service
07/17/2015
BofA Merrill Lynch hires advisers from UBS
Bank of America Corp's Merrill Lynch unit said it hired financial advisers from UBS Group AG for its Denver office.
07/17/2015
AMP expands US credit research team
AMP Capital credit analyst Joyce Yu will relocate from the company's Sydney office to Chicago
07/17/2015
Stanford CEO Dismisses Majority of Investment Team
All but a handful of Stanford’s investment staffers have lost their jobs under new CEO Robert Wallace, CIO has learned.
07/17/2015
Legal & General America appoints new CEO
He has broad management experience that extends beyond finance and includes operations, human resources, sales, actuarial, legal and reinsurance roles during his career.