06/01/2023
Laura Harrison Ward joins as managing director, wealth advisor in San Francisco, and Mark N. Warren and John D. Warren join as managing directors, wealth advisors in Denver.
06/01/2023
Raymond James recruits five-person Morgan Stanley team for int’l unit
06/01/2023
Jay Shah; Edelman Financial Engines, a top independent wealth planning and workplace investment advisory firm, announced today that its board of directors has named Jay Shah to become the firm’s new CEO, effective August 18, 2023.
06/01/2023
He will also collaborate with officials overseeing the unit's advisor recruitment, team and succession planning, event organization for advisors, branch and client communications and other efforts.
05/31/2023
Juan Andrés Gutiérrez Bacci is joining from Colombian investment bank Visum.
05/31/2023
The company is interviewing for the COO role that had been occupied by departing co-founder Ed Swenson.
05/31/2023
The creation of the CIO role is the consequence of our ever-growing focus on digital transformation and has responsibility for IT and digital requirements across the group.
05/31/2023
Chief Compliance Officer recognized for his professional achievements and community spirit
05/31/2023
Former Signature Bank team joins one of Atria's subsidiaries' largest branches, American Investment Planners, to continue growth momentum
05/31/2023
The Bermuda-based company’s current chief executive officer takes executive chair responsibilities.
05/30/2023
In his new role, Tinsley will be responsible for all commercial functions for the Company
05/30/2023
The impacted jobs represent about 15% of First Republic’s workforce
05/30/2023
Morgan Stanley continues its job-cutting spree, with a particular focus on China.
05/29/2023
Swenson is leaving Dynasty Financial Partners after building the platform for more than 12 years, along with Chief Client Officer Austin Philbin.
05/26/2023
Eduardo Ventura is taking on a new role at Citi in Brazil after joining the group three years ago from Itaú.
05/26/2023
Eric Anthony Platt, a former fund sales specialist for M&G, was hired by Jefferies this week for a wealth management post in Miami.
05/26/2023
Toby Glover brings over 14 years of experience in wealth management and previously held senior roles at Cazenove Capital, the UK wealth management arm of Schroders.
05/25/2023
Industry veteran’s experience will be an asset to the firm’s future needs
05/25/2023
Also a senior vice president, Anderson runs the investments side and said that the relationship with Raymond James would provide Shultz clients with “more robust client models.”
05/25/2023
Crescent Harbor Private Wealth is the 32nd Merrill Lynch Breakaway to Join Sanctuary; Sanctuary Affiliated Short Hills, NJ Firm Brings Aboard New Partner