12/20/2018
DFS Investigation Found Shortcomings in Barclays’ Governance, Controls and Corporate Culture Relating to the Bank’s Whistleblowing Function After CEO Personally Sought to Identify Whistleblowers
12/19/2018
Firm blames rogue bankers for dealings with scandal-plagued Malaysian investment fund, but engaged in lax oversight of partners
12/19/2018
The sentences were handed down two days after Andrews sentenced the bank's former President Robert Harra Jr. and former Chief Financial Officer David Gibson to six years imprisonment.
12/13/2018
The U.S.-UK Covered Agreement is an important step in providing regulatory certainty and market continuity as the United Kingdom prepares to leave the European Union in March 2019
12/13/2018
The four former Wilmington Trust officials face sentencing next week for fraud and conspiracy.
12/13/2018
Now, their international tax scheme is over, and these defendants face years in prison for their crimes.’
12/13/2018
Developers sold lots in a jungle area that they said would become a luxury resort but little was built
12/12/2018
Critics say the proposed law, which stalled following the US mid-term elections, would place an unnecessary burden on dealers
12/12/2018
The OVDP was initiated in 2009 and was designed to bring taxpayers with undisclosed foreign income, accounts and assets into US tax compliance.
12/12/2018
The SEC alleges that “business development clients” of Fifth Street overvalued portfolio companies by several million dollars, making the clients’ own reported numbers inaccurate.
12/12/2018
The agreement between the EU and the US eliminated collateral and local presence requirements for qualified reinsurers and facilitated the exchange of information between EU and US supervisors. It also included prudential benefits.
12/11/2018
As a legal specialist with over 25 years’ experience in cross-border regulation, one of the key things that struck me about the regulation was how difficult it might be to apply it to cross-border investments.
12/11/2018
The impact of that has been staggering: Investors have pulled their money from funds of funds for 10 straight years.
12/11/2018
Lawyers step out of traditional roles to attract clients
12/11/2018
The plaintiffs were represented by David R. Deary, Ralph Canada, and Jim Flegle of Loewinsohn Flegle Deary Simon .
12/10/2018
"The global shift to clean energy is underway, but much more needs to be done by governments to accelerate the low carbon transition and to improve the resilience of our economy, society and the financial system to climate risks," the statement
12/06/2018
The compliance staff members’ actions were “brutal” and “inappropriate
12/05/2018
Prosecutors allege Mr Owens and Mr Brauer created and ran sham foundations and shell companies to conceal assets.
12/02/2018
SB826 is the newest development in the rising trend of promoting increased gender equality and diversity representation in corporate boardrooms.
12/02/2018
KPMG LLP defeated an effort by female employees suing over alleged discrimination to pursue their claims on behalf of a group of about 10,000 others going as far back as 2009.