08/16/2011
Ex-Nasdaq executive gets 42 months in jail
A former managing director of the Nasdaq Stock Market was sentenced today to 42 months in prison by a federal judge in Virginia.
Legal, Regulation & Compliance
08/16/2011
Judge denies Rajaratnam's bid to toss conviction
Judge denies Rajaratnam's bid to toss conviction
08/16/2011
Credit Suisse likely to settle criminal tax probe, lawyers say
Credit Suisse, the second-largest bank in Switzerland, has too much to lose by fighting the Justice Department and risking indictment, said lawyers not involved in the case. Prosecutors told the bank last month that it is a target of a probe into its form
08/15/2011
US launches probe into S&P rating process
US launches probe into S&P rating process
08/11/2011
Lawsuit against UBS has far-reaching implications for advisors
Lawsuit against UBS has far-reaching implications for advisors
08/10/2011
HSBC US win sends Madoff ‘hot potato’ back to European courts
HSBC US win sends Madoff ‘hot potato’ back to European courts
08/10/2011
SEC launches suit against U.S. broker in RBC case
SEC launches suit against U.S. broker in RBC case
08/09/2011
Financeware sues UBS for patent infringement
Financeware sues UBS for patent infringement
08/09/2011
Top US bank gets $500,000 fined in customer abuse case
Top US bank gets $500,000 fined in customer abuse case
08/09/2011
AIG sues BofA for $10bn alleging 'massive fraud'
AIG sues BofA for $10bn alleging 'massive fraud'
08/08/2011
New whistleblower rules
New whistleblower rules
08/08/2011
Amaranth lawsuit against JPMorgan tossed
Amaranth lawsuit against JPMorgan tossed
08/04/2011
Rubicon launches suit against former global fund managers
Rubicon launches suit against former global fund managers
08/03/2011
Billionaire tries to 'scientifically prove' he is a genius - to prevent wife from claiming his fortune in divorce battle
Billionaire tries to 'scientifically prove' he is a genius - to prevent wife from claiming his fortune in divorce battle
08/03/2011
Understanding the United States’ Foreign Account Tax Compliance Act (FATCA)
Understanding the United States’ Foreign Account Tax Compliance Act (FATCA)
08/03/2011
UBS client pleads guilty to hiding over $13m
UBS client pleads guilty to hiding over $13m
08/01/2011
Ex-SAC manager gets 2-1/2 yrs prison in insider case
A former portfolio manager at billionaire Steven A. Cohen's hedge fund was sentenced on Friday to 2-1/2 years in prison
07/28/2011
Madoff trustee set back in lawsuits vs banks
Madoff trustee set back in lawsuits vs banks
07/19/2011
India's top court slams govt on 'black money'
India's Supreme Court on Monday ordered a special investigation into undeclared money stashed in foreign bank accounts, while accusing the government of "serious lapses" in handling the issue.
07/05/2011
Liechtenstein bank worker naming names
It is believed to be the first time Kieber has appeared in a court anywhere in the world since he passed on private client details to authorities around the world, after stealing information relating to 1400 clients of LGT Bank.