08/15/2011
US launches probe into S&P rating process
US launches probe into S&P rating process
Legal, Regulation & Compliance
08/11/2011
Lawsuit against UBS has far-reaching implications for advisors
Lawsuit against UBS has far-reaching implications for advisors
08/10/2011
HSBC US win sends Madoff ‘hot potato’ back to European courts
HSBC US win sends Madoff ‘hot potato’ back to European courts
08/10/2011
SEC launches suit against U.S. broker in RBC case
SEC launches suit against U.S. broker in RBC case
08/09/2011
Financeware sues UBS for patent infringement
Financeware sues UBS for patent infringement
08/09/2011
Top US bank gets $500,000 fined in customer abuse case
Top US bank gets $500,000 fined in customer abuse case
08/09/2011
AIG sues BofA for $10bn alleging 'massive fraud'
AIG sues BofA for $10bn alleging 'massive fraud'
08/08/2011
New whistleblower rules
New whistleblower rules
08/08/2011
Amaranth lawsuit against JPMorgan tossed
Amaranth lawsuit against JPMorgan tossed
08/04/2011
Rubicon launches suit against former global fund managers
Rubicon launches suit against former global fund managers
08/03/2011
Billionaire tries to 'scientifically prove' he is a genius - to prevent wife from claiming his fortune in divorce battle
Billionaire tries to 'scientifically prove' he is a genius - to prevent wife from claiming his fortune in divorce battle
08/03/2011
Understanding the United States’ Foreign Account Tax Compliance Act (FATCA)
Understanding the United States’ Foreign Account Tax Compliance Act (FATCA)
08/03/2011
UBS client pleads guilty to hiding over $13m
UBS client pleads guilty to hiding over $13m
08/01/2011
Ex-SAC manager gets 2-1/2 yrs prison in insider case
A former portfolio manager at billionaire Steven A. Cohen's hedge fund was sentenced on Friday to 2-1/2 years in prison
07/28/2011
Madoff trustee set back in lawsuits vs banks
Madoff trustee set back in lawsuits vs banks
07/19/2011
India's top court slams govt on 'black money'
India's Supreme Court on Monday ordered a special investigation into undeclared money stashed in foreign bank accounts, while accusing the government of "serious lapses" in handling the issue.
07/05/2011
Liechtenstein bank worker naming names
It is believed to be the first time Kieber has appeared in a court anywhere in the world since he passed on private client details to authorities around the world, after stealing information relating to 1400 clients of LGT Bank.