04/30/2018
The strategy statement sets out the aim by which Guernsey intends to become the global jurisdictional platform supporting managers to reach global markets
04/27/2018
Real estate mogul Michael Shvo, 45, pleaded guilty to tax evasion on Thursday
04/27/2018
Among Mr. Guo’s international creditors is Pacific Alliance Asia Opportunity Fund a Hong Kong investment fund formed under Cayman Islands law.
04/27/2018
According to news reports, Loblaw could have to shell out as much as CAD$406 million (US$316 million) if it loses the case.
04/25/2018
Cryptocurrency companies and users are waiting to see how the legal and regulatory industries react to them and the underlying Blockchain technology.
04/25/2018
According to the settlement, the investment firm, which is the manager of the Dynamic family of mutual funds, failed to meet the minimum standards of conduct from November 2012 to October 2017.
04/25/2018
Whipple says her signing bonus of $412,000 was actually a loan that she had to pay back to Merrill Lynch at 1.95% interest deducted from her pay, InvestmentNews writes.
04/25/2018
Morrison Cohen is in position to offer family offices a full complement of services seamlessly among its various practice areas.
04/24/2018
Amid rising Sino-American trade tensions, U.S. President Donald Trump might try to use Guo, who lives in a New York City penthouse, as bargaining chip with China.
04/24/2018
The trust company, which had $28.5 billion in assets under custody on Dec. 31
04/23/2018
Against this backdrop, companies contemplating cross-border M&A must be aware of foreign investment review regimes and plan accordingly.
04/20/2018
Friedman is no newcomer when it comes to suing wirehouses and has won more than $300 million in class action settlements from them for former employees.
04/20/2018
In July, 2017, regulatory changes known as the second phase of the client relationship model – or CRM2 – were put in place to provide investors with greater transparency concerning the fees they pay for financial advice.
04/20/2018
At present, though only as of recently, investment advisers must put their clients' interests ahead of their own. However, brokers are merely required to ensure any investment recommended is appropriate.
04/19/2018
It would mark the toughest action that the Trump administration has taken against a major bank. And it is the latest blow to Wells Fargo, which for years was regarded as one of the country's best-run banks but lately has been reeling from a string of
04/18/2018
Modo provides a range of tax and legal services for both individuals and corporations, utilizing technology as a differentiating element for the provision of services.
04/15/2018
The government’s case is being handled by the Office’s Long Island Criminal Division. Assistant United States Attorneys Bradley T. King and Madeline M. O’Connor are in charge of the prosecution.
04/14/2018
A risk alert highlights areas where the commission has seen mistakes and misconduct when it comes to charging fees for financial advice
04/13/2018
Hermes will remain headquartered in London as a subsidiary of Federated.
04/13/2018
Ali Sadr Hasheminejad, who is accused of bank fraud and skirting Iran sanctions in the United States, is pleading not guilty to the charges