10/13/2017
Hotshot banker says jilted lover drove his Benz into pool
Cops confirmed to The Post that a police report was made.
Legal, Regulation & Compliance
10/13/2017
Tax lobbying goes global
Cayman’s goal isn’t to protect a particular provision in the tax code, Munk said.
10/12/2017
IMF Identifies 9 Vulnerable Big Banks
It is unusual for a body like the IMF to identify banks by name.
10/10/2017
84 Greenberg Traurig New York Attorneys Recognized in 2017 Edition of New York Metro Super Lawyers
Voce provides a first-hand account of what it was like to attend a male-dominated law school and enter into a profession with few women lawyers.
10/09/2017
Kenya's central bank says has non-binding offer from Mauritius's SBM for Chase Bank
“If agreed, it is expected that the proposed transaction will be concluded by the end of 2017,” the central bank said.
10/06/2017
New York hedge fund may seize yacht in dispute with Ruias
New York’s Davidson Kempner Capital Management is now eyeing a luxury yacht owned by the Ruia family in a legal dispute with Essar Global Fund
10/06/2017
Man busted for posing as hedgie investor in $19M Ponzi scheme
Scronic’s lavish spending was a bit constrained by his investment choices.
10/06/2017
Credit Suisse's Zombie Billion Fight Nears End
It is Credit Suisse which is seeking more than $1.2 billion from the vestiges of Lehman.
10/05/2017
Jaffe Raitt Slapped With $5M Verdict Over Faulty Pension Advice
The executives’ damages were more than $6 million combined
10/04/2017
Equifax Is Taking Over From Wells Fargo as the Financial Industry’s Villain
For Wells Fargo, the congressional flogging can’t get much worse than it was last year for then-CEO John Stumpf
10/04/2017
UBS: Wall Street is unprepared for the magnitude of Europe's looming regulatory overhaul
UBS flags asset managers and investment banks as especially susceptible to absorbing unforeseen costs
10/03/2017
Senators grill Wells Fargo CEO over scandal, forced arbitration
Wells Fargo is fighting some customers in court for now, company spokeswoman Jennifer Dunn said
10/02/2017
Fed fines HSBC US$175m for lax forex oversight
The enforcement action comes two months after the Fed also fined BNP Paribas SA US$246 million over similar violations.
10/02/2017
Broker-dealer in $2B New York pension scandal avoids jail
The worst decision of my life.
10/02/2017
SEC Puts Unregistered Brokers in Crosshairs
But the agency has put the idea of third-party examiners of investment advisors on the back burner.
10/02/2017
US bank Citigroup 'seeks licence in France'
Competition has heated up in recent months between cities hoping to lure business from London once Britain leaves the European Union in March 2019.
10/02/2017
Bank watchdogs in final reform effort as fatigue sets in
The United States and Europe are split over one arcane but crucial remaining element of the package, the extent to which banks can rely on their own internal risk models.
10/02/2017
Withers and Stephenson Harwood hire from US rivals
Immigration is one of the primary issues of our time, driving changes in politics and societies around the world.
09/29/2017
Notice regarding Judgment in Litigation against Subsidiaries
The United States Court of Appeals for the Second Circuit rejected the appeal of the Defendants.
09/28/2017
Argentina to allow advisors to invest citizens' funds overseas
The change would provide legal assurance to private banks.