12/27/2015
In an ever eagerly anticipated annual tradition, Ronald Aucutt, a McGuireWoods partner and co-chair of the firm’s private wealth services group, has identified the following as the top ten estate planning and estate tax developments of 2015.
12/24/2015
An investor in NewBridge Bank is challenging the bank's purchase by Raleigh-based Yadkin Bank
12/24/2015
The Swiss Bank Program, which was announced on Aug. 29, 2013, provides a path for Swiss banks to resolve potential criminal liabilities in the United States.
12/24/2015
To ensure the safety and soundness of our banking system, we need to fundamentally restructure the Fed’s governance system to eliminate conflicts of interest.
12/24/2015
Since his firing over “loss of confidence,” Merrill Lynch has settled 23 complaints, the largest of which was $719,000
12/23/2015
The lawyer begged the judge not to send his client to prison, saying Marsh has rediscovered his faith, is volunteering at a soup kitchen and working as a consultant to a startup software company.
12/22/2015
Staff from the Divisions of Corporation Finance and Economic and Risk Analysis prepared the report in connection with the first review of the definition.
12/22/2015
This court must make clear to all in the financial and other markets in the City of London that conduct of this type
12/22/2015
If convicted he faces a maximum penalty of three years imprisonment and a fine of £5,500
12/22/2015
Manhattan judge’s ruling clears the way for Thomas Gilbert Jr. to be tried
12/22/2015
The civil case led by the SEC has been on hold since July 2013
12/22/2015
Shkreli, who caused outrage after hiking prescription drug prices, was arrested by the FBI on Thursday
12/22/2015
UBS was fined $780 million
12/21/2015
Rothschild agrees in US tax dispute
Banks already under criminal investigation related to their Swiss-banking activities and all individuals were expressly excluded from the program.
12/21/2015
Representatives from Baer will meet with U.S. officials in the coming week for negotiations, the report said.
12/20/2015
FINRA found that Fidelity failed to detect or adequately follow up on multiple "red flags" related to Lewis's scheme
12/20/2015
A J.P. Morgan spokesman said the bank had enhanced its client disclosures over the last two years.
12/18/2015
JPMorgan Chase & Co. is expected to settle charges over what the bank has called "conflicts" in its asset management division.
12/18/2015
Three further Swiss banks pay US fines
The Department of Justice has announced that Bordier & Cie Switzerland (Bordier), PBZ Verwaltungs AG (PBZ) and PostFinance AG reached resolutions under the department’s Swiss Bank Program. These banks collectively will pay penalties of more tha
12/18/2015
Three further Swiss banks pay US fines
The Department of Justice has announced that Bordier & Cie Switzerland (Bordier), PBZ Verwaltungs AG (PBZ) and PostFinance AG reached resolutions under the department’s Swiss Bank Program. These banks collectively will pay penalties of more tha