02/18/2016
Will New Guidelines Bolster Family Offices? Or Become Their Kryptonite?
As Registered Investment Advisers, family offices are subject to SEC's oversight
Legal, Regulation & Compliance
02/18/2016
Hedge Fund Association Applauds Passage of House Bill Expanding Definition of Accredited Investor
The Hedge Fund Association is pleased to report that on February 1, 2016 the U.S. House of Representatives passed H.R. 2187, the Fair Investment Opportunities for Professional Experts Act, which incorporates the addition of a knowledge and education-based
02/18/2016
Ex-Deutsche Bank Analyst In Big Trouble Over Big Lots Rating
The SEC’s continuing investigation is being conducted by Drew M. Dorman, Robert B. Hanson, Jason Litow, and Kevin Gershfeld.
02/18/2016
Ex-Deutsche Bank Analyst Banned Over Rating at Odds With Opinion
Analysts simply cannot express one view publicly and the opposite view privately.
02/17/2016
Aspiriant Enters Agreement with the Glowacki Group
LA-Based Independent RIA is Second Firm to Join Aspiriant in Recent Months
02/17/2016
Kimora Lee Simmons’ Husband Caught Up in Massive Scandal
Media sources report that Simmons has connections to Razak’s wife.
02/16/2016
Daughters of late Wall Street tycoon say dad’s wife is ‘greedy’
With her husband on his deathbed, Brown allegedly attacked Kelly, who was pregnant, as well as Kimberly’s husband at the hospital, which made Kelly miss her father’s final moments, papers say.
02/13/2016
FINRA Bars 2 Advisors Who Misled Clients into Hedge Fund That Tanked
Clients poured money into a hedge fund billed as a safe investment backed by a computer algorithm.
02/12/2016
Former oil trader files whistleblower suit against Carlyle
The legal skirmish exposes some of the tensions on Wall Street as the commodity price plunge wrongfooted many traders.
02/12/2016
Developments in Offshore Permanent Capital Vehicles
Global private financial wealth is expected to grow to US$222.1 trillion by 2019
02/12/2016
Alan Grayson’s Double Life: Congressman and Hedge Fund Manager
Now he is also among the leading Democratic candidates for one of Florida’s United States Senate seats.
02/11/2016
Helpful Policies To Address Office Romances This Valentine’s Day
Companies must be equipped to handle office romances by updating or implementing policies regarding sexual harassment and its reporting procedures, no fraternization, and potentially “Love” or “Cupid” Contracts.
02/11/2016
What Are Boomer Parents Doing Regarding Inheritance Planning?
Interestingly, there is one item the majority of the parents apparently have in common: they are afraid of running out of money.
02/11/2016
Morrison & Foerster Named Best Law Firm For Private Placements
The awards were based on information collected by the publication from institutional investors, borrowers, service providers, and private equity houses.
02/11/2016
EU and US strike derivatives regulation deal
Officials from the European Commission and its US counterpart, the Commodity Futures Trading Commission, confirmed on Wednesday they had reached an agreement.
02/10/2016
K2 Intelligence Announces Los Angeles Outpost
K2 Intelligence now reports having 300 employees and other offices in Geneva, London, Madrid, New York and Tel Aviv.
02/10/2016
Four Troutman Sanders Partners Recognized as BTI Client Service All-Stars
These lawyers are selected by corporate counsel based upon what they define as superior client service.
02/10/2016
How Bernie Sanders's Supporters Would Punish Wall Street Bankers
Many of the Vermont senator's admirers want to see those who helped cause the financial crisis put in jail.
02/09/2016
SEC: Miami Firm Broke Anti-Money Laundering Protocols
The SEC’s continuing investigation has been conducted by Scott A. Lowry
02/07/2016
Record number give up US citizenship, green cards – US Treasury
The list of individuals deciding to expatriate is published on a quarterly basis by the Internal Revenue Service.