02/05/2016
This settlement is the result of Julius Baer’s proactive and long-standing cooperation with the DOJ’s investigation.
02/04/2016
Deutsche Bank AG must face a U.S. lawsuit seeking to hold it liable for causing US$3.1 billion of investor losses by failing to properly monitor 10 trusts backed by toxic residential mortgages
02/04/2016
Rosenbaum declined to comment further on the potential U.K. tie-up.
02/04/2016
The accord has been called as an "ice-breaker settlement" by the lawyers for the plaintiffs that could push some 20 other defendant banks to settle.
02/04/2016
A slightly greater share of women about 6 percent than men 5 percent said they’ve kept money out of sight, a difference within the margin of error.
02/04/2016
The settlement is a reminder of the devastation that was unleashed by the financial crisis and the recession
02/03/2016
Assistant U.S. Attorney Denise Wolf argued that Herbert Sudfeld, who was indicted on insider trading charges in July, violated both internal firm policies and federal law
02/03/2016
The nine attorneys who switched firms will be focused on corporate law and mergers and acquisitions.
02/03/2016
Delaware Court Enforces ‘Good Faith’ Negotiations, New Disclosure Requirements for UK Companies and UNFCCC Adopts ‘Paris Agreement’
02/03/2016
Two client advisers from Julius Baer Group Ltd. accused of helping Americans evade taxes are expected to plead guilty in New York on Thursday, when the Swiss bank will resolve its own criminal case by agreeing to pay $547 million, according to two people
02/03/2016
It may also make it easier for U.S. investors to pursue some claims over alleged foreign fraud, despite a series of recent rulings limiting the reach of domestic laws.
02/01/2016
The SEC and New York Attorney General had planned to announce the joint settlement Monday before it was reported by The Wall Street Journal Sunday morning.
02/01/2016
Since 2009, the government has been cracking down on insider trading in the hedge fund industry with dozens of arrests and convictions made.
01/29/2016
Cadwalader's Financial Services team advises a broad range of clients, including broker-dealers, swap dealers, banks, investment advisers, funds of all types, pension plans, and securities and futures markets.
01/27/2016
Choice of former IMF official to head anti-money-laundering unit stirs criticism
01/26/2016
The IRS updated its list of foreign banks where accounts trigger a 50% rather than 27.5% penalty in the IRS’s long-running Offshore Voluntary Disclosure Program.
01/26/2016
Bottom line: Be proactive, prepared and aware
01/25/2016
Cybersecurity was one of the most important issues for alternative investment firms during 2015.
01/25/2016
Their innovative thinking and vision will strengthen our ability to serve our clients, drive transformation and create value around the world.
01/25/2016
Former Summit Chief Operating Officer Angelo Alleca and former fund administrator Mark Morrow were arraigned in Georgia federal court.