12/30/2015
Julius Baer has reached an agreement in principle with the U.S. Attorney’s Office for the Southern District of New York with respect to a comprehensive resolution regarding its legacy U.S. cross-border business.
12/29/2015
PwC said an audit includes examining, on a test basis, evidence supporting the amounts and disclosures in a fund's financial statements and significant estimates made by management.
12/29/2015
Jonathan Francis, 27, and Dion Allison, 30, were charged with crimes including conspiracy and second-degree grand larceny.
12/29/2015
Both companies later announced private equity takeovers in deals where one of the bidders had been TPG, where Yooli.com Chief Executive Yannan Liu, Zhou's cousin, previously worked
12/29/2015
All of Oppenheimer's 82 attorneys are set to join Fox Rothschild
12/28/2015
Bank of New York Mellon Corp and units of Deutsche Bank AG, Wells Fargo & Co and HSBC Holdings Plc were named in the lawsuits filed in Manhattan federal court.
12/27/2015
In an ever eagerly anticipated annual tradition, Ronald Aucutt, a McGuireWoods partner and co-chair of the firm’s private wealth services group, has identified the following as the top ten estate planning and estate tax developments of 2015.
12/24/2015
An investor in NewBridge Bank is challenging the bank's purchase by Raleigh-based Yadkin Bank
12/24/2015
The Swiss Bank Program, which was announced on Aug. 29, 2013, provides a path for Swiss banks to resolve potential criminal liabilities in the United States.
12/24/2015
To ensure the safety and soundness of our banking system, we need to fundamentally restructure the Fed’s governance system to eliminate conflicts of interest.
12/24/2015
Since his firing over “loss of confidence,” Merrill Lynch has settled 23 complaints, the largest of which was $719,000
12/23/2015
The lawyer begged the judge not to send his client to prison, saying Marsh has rediscovered his faith, is volunteering at a soup kitchen and working as a consultant to a startup software company.
12/22/2015
Staff from the Divisions of Corporation Finance and Economic and Risk Analysis prepared the report in connection with the first review of the definition.
12/22/2015
This court must make clear to all in the financial and other markets in the City of London that conduct of this type
12/22/2015
If convicted he faces a maximum penalty of three years imprisonment and a fine of £5,500
12/22/2015
Manhattan judge’s ruling clears the way for Thomas Gilbert Jr. to be tried
12/22/2015
The civil case led by the SEC has been on hold since July 2013
12/22/2015
Shkreli, who caused outrage after hiking prescription drug prices, was arrested by the FBI on Thursday
12/22/2015
UBS was fined $780 million
12/21/2015
Rothschild agrees in US tax dispute
Banks already under criminal investigation related to their Swiss-banking activities and all individuals were expressly excluded from the program.