06/26/2014
Barclays sued over dark pools by New York attorney general
Barclays has been sued by the NY attorney general over claims it duped people into investing in its dark pools. Here is what the British bank is accused of
06/26/2014
Barclays has been sued by the NY attorney general over claims it duped people into investing in its dark pools. Here is what the British bank is accused of
06/26/2014
Former Credit Suisse banker pleaded guilty to charges of falsifying the lender's records
06/26/2014
Regionally, 29% of the promotions are in Asia Pacific; 32% are in Europe, Middle East and Africa; 14% in Latin America; and 25% in North America. 28% of those promoted to partner are women.
06/26/2014
The Dodd-Frank Wall Street Reform and Consumer Protection Act was enacted in 2010
06/26/2014
Ordered to Pay $13.7 Million in Restitution; Majority of Defrauded Investors Were NFL and NBA Players
06/25/2014
Royal Bank’s failure to disclose its conflicting interests in the $17.25-a-share sale was “pretty egregious”
06/25/2014
He concentrates her practice in the areas of estate planning, guardianship administration, probate administration, and trust administration. She works with non-traditional families regarding all types of estate planning issues and also drafts pre- and pos
06/25/2014
Citigroup and Three Others Must Revamp Proposals in Wake of Failed 'Stress Tests'
06/25/2014
BNP Paribas SA is relocating its US sanctions compliance operations to New York from Paris.
06/24/2014
The Securities and Exchange Commission today charged a West Palm Beach, Fla.-based hedge fund advisory firm and its founder with fraudulently shifting money from one investment to another without informing investors.
06/24/2014
The offices, in Palo Alto and New York, will both open in September this year.
06/23/2014
The New York Department of Financial Services has also demanded the firings of 30 employees said to be involved in the allegedly illicit trades
06/23/2014
One of the hallmarks of this industry is the rich vein of innovation that runs through it
06/20/2014
An investor must wonder: What is all of this?
06/17/2014
Bank of America Corp's Merrill Lynch unit was fined $8 million and will reimburse $24.4 million to customers to settle allegations that it overcharged more than 47,000 retirement accounts and charities that invested in mutual funds.
06/17/2014
The trusts sued Merrill Lynch Mortgage Lending Inc. in New York State Supreme Court in Manhattan in December 2012, seeking to force it to buy back allegedly misrepresented loans.
06/13/2014
The Office of the Comptroller of the Currency (OCC) is issuing interim procedures for examiners to assess banks’ progress in developing a framework to comply with requirements of section 619 of the Dodd-Frank Wall Street Reform and Consumer Protecti
06/11/2014
The U.S. Internal Revenue Service issued a ruling that clears the way for institutional investors to seek changes to incentive fees assessed by hedge funds, which may make it cheaper for them to invest in such offerings.
06/11/2014
Institutions have been pushing managers to charge incentive fees on a cumulative basis
06/11/2014
A former Rabobank NV trader pleaded guilty on Tuesday for his role in manipulating Libor, becoming the first person to admit guilt in a worldwide probe into alleged manipulation of interest rate benchmarks.