06/11/2014
A former Rabobank NV trader pleaded guilty on Tuesday for his role in manipulating Libor, becoming the first person to admit guilt in a worldwide probe into alleged manipulation of interest rate benchmarks.
06/10/2014
Liquidnet was fined $2m by the SEC for sharing customer trading information
06/10/2014
When a fund becomes illiquid it can find that its assets cannot be sold at all
06/09/2014
Klayman & Toskes and Carlo File $2 Million Claim Against UBS
These funds were too risky to maintain these objectives
06/09/2014
Former director sues BNP Paribas North America
The lawsuit alleges that the company eventually fired Orlando from the New York office in a retaliatory move
06/09/2014
Masayuki Oku takes issue with regulations that exceed demands of Basel III regime
06/09/2014
We are extremely delighted to have assisted Dai-ichi Life on this strategically important transaction
06/08/2014
The US operators admit there are problems, but say they hope to return money to investors.
06/08/2014
One of the issues facing foreign banks is whether they will need to sell investments in covered funds, such as private equity or hedge funds
06/06/2014
A federal judge on Tuesday granted a request to delay a lawsuit by the Securities and Exchange Commission against Great Neck native and hedge fund owner Steven Cohen, according to published reports.
06/06/2014
The seminar will provide an overview of the SEC’s regulatory framework
06/05/2014
Banks invest their equity capital and deposits in an assortment of balance sheet assets
06/05/2014
The Financial Industry Regulatory Authority today announced it has censured and fined Barclays Capital Inc.; Goldman, Sachs & Co.; and Merrill Lynch, Pierce, Fenner & Smith, Inc., $1 million each for failing to provide complete and accurate infor
06/05/2014
One of the biggest issues facing foreign banks is whether they will need to sell investments
06/04/2014
2,000 funds now have access to compliance and reporting services through SS&C GlobeOp’s Regulatory Solutions Group
06/04/2014
They escorted him to a security room, then dropped their bombshell
06/04/2014
Jeffrey Epstein pleaded guilty to a charge of soliciting prostitution
06/04/2014
If there is a an error or a violation then it's normal that there is a fine
06/03/2014
The expert in relations between Cuba and the United States recalled that when Barack Obama was running for president, he admitted a total failure of policy towards the Caribbean nation and promised to find a new direction.
06/03/2014
The criminals effectively held for ransom every private email, business plan, child's science project, or family photograph