02/07/2013
The SEC and federal prosecutors racked up another win on Tuesday after an Illinois federal judge threw the book at a shady financial advisor who pilfered $16 million in mutual fund shares from clients.
02/07/2013
The latest one brought by a bank to challenge claims by investors that their disputes can be heard and decided by FINRA arbitration panel.
02/07/2013
That review found that 20 to 80 percent of the mortgages did not meet underwriting standards, Bloomberg reports.
02/07/2013
Thursday's decision arose from a July 2011 lawsuit by three customers who had held Swiss bank accounts at UBS, and joined an Internal Revenue Service amnesty program that required them to pay back taxes on balances plus 20 percent penalties.
02/07/2013
The information filed against Tausche alleges a similar scheme against Barclays Bank
02/07/2013
Cohen, who has led Clifford Chance’s Americas banking practice since 2005
02/06/2013
A bank based in the Bahamas had also been charged with complicity in tax evasion.
02/06/2013
A U.S. judge threw out a lawsuit from South Korea's Woori Bank accusing Bank of America Corp's Merrill Lynch unit of misleading investors about the riskiness of collateralized debt obligations, saying the suit had missed a deadline under South K
02/06/2013
The probe made scathing criticism of HSBC's anti-money-laundering systems and found its lax controls allowed two drug cartels to move $881 million through the bank.
02/06/2013
The team of Dovin Malkin & Ficken and Vernon Healy recently won a $4.3 million arbitration award against GenSpring Family Offices, a money management firm owned by SunTrust Bank, which offers investment advice and money management services to high and
02/05/2013
With this Order, the CFTC has now imposed penalties of more than $1.2 billion on banks for manipulative conduct with respect to LIBOR and other benchmark interest rates
02/05/2013
The US Treasury Department has now released the long-anticipated final FATCA regulations, which build upon the foundation of the proposed regulations but contain some significant additions and modifications.
02/04/2013
Moody’s thinks Jefferies Group‘s $78 million in pay for two of its top executives is a bad idea
02/04/2013
The suit, which could be filed as early as this week, would allege that S&P fraudulently rated mortgage bonds
02/03/2013
International tax services, apart from the American, will be able to collect data relevant from January 1, 2013.
02/03/2013
Defendants have systematically violated their fiduciary duties
02/02/2013
He is a past president of the International Trade Commission Trial Lawyers Association.
01/31/2013
He joins a growing list of government lawyers who have left public service for private practice.
01/31/2013
Scheduled trial court ruling result.
01/31/2013
The PAM Awards are designed for investment professionals, wealth advisors and legal advisors operating within the private asset management and/or legal industry.