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Legal, Regulation & Compliance

05/14/2013

There Are Two Questions About The Spying Scandal That Bloomberg Still Hasn't Answered

Another question that Bloomberg has yet to answer is whether Bloomberg News reporters were encouraged to use private data to spy on clients, or whether they did this on their own.

05/12/2013

Neue Privat Bank confirms U.S. tax-cheat probe

The DOJ now is investigating a number of other Swiss banks

05/12/2013

Barclays wins dismissal of U.S. shareholder lawsuit over Libor

The lawsuit had sought class-action status

05/09/2013

Ex-Dewey tax partner exits Linklaters' Washington base for KPMG

Linklaters Washington DC tax partner Joseph Pari has left for KPMG

05/09/2013

BLOOMBERG CEO: It Was A Mistake To Let Our Journalists Have Access To Clients' Bloomberg Terminal Data

Wall Street has been buzzing about a bombshell New York Post story

05/08/2013

Ex-UBS Executives Deserve More Than 11 Years, U.S. Says

Three former UBS AG (UBSN) executives convicted of bid-rigging

05/08/2013

Hedge-fund billionaire Falcone agrees to SEC ban

Hedge-fund mogul Phil Falcone has agreed to a two-year ban from serving as an investment adviser after the Securities and Exchange Commission charged him with fraud last year.

05/07/2013

Linklaters boosts Washington tax practice with Bingham partner duo

Strengthened its US tax practice with the hire of a partner duo

05/07/2013

Ex-Wilmington Trust Loan Officer Accused of Criminal Fraud (1)

He’s guilty of conspiracy to commit criminal bank fraud

05/07/2013

Citi Study: Law Firms Hurt by Weak First-Quarter Demand

First-quarter legal industry results aren’t necessarily the best predictor

05/06/2013

Increased Regulatory Scrutiny of Trading by Directors Associated With Funds

Securities and Derivatives Enforcement and Regulatory Update

05/05/2013

Assured says to be paid $358 million as it settles UBS suit

it reached a settlement with UBS AG in a lawsuit that accused the bank of falsely representing the quality of the loans

05/03/2013

Credit Suisse Alleges Espionage Against Former Employee

Credit Suisse Group AG has filed suit against its former vice president for emerging markets group on the grounds she stole confidential documents and trade secrets prior to her transfer to Goldman Sachs.

05/01/2013

"Why all companies should embrace certain SOX principles?" RESEARCH

Sarbanes-Oxley (SOX) principles can act as a framework to assist companies in achieving strong corporate governance and internal controls.

04/29/2013

JPMorgan, Citibank sued Over $301 Million Mortgage Loans

These breaches have not been remedied by the responsible parties

04/29/2013

Hedge fund fined $21.5 mln for insider trading

The settlement comes after the SEC filed insider trading charges in January 2012 against Level Global's co-founder Anthony Chiasson

04/28/2013

Court gives final OK to Merrill deferred compensation settlement

The suit, filed in 2010, stems from Merrill's merger with Bank of America in September 2008.

04/24/2013

Appleby bolsters practice by promoting three new partners

Appleby has announced the promotion of three lawyers to the partnership, and the appointment of five lawyers to the position of Counsel.

04/21/2013

As U.S. Settlement For 300 Swiss Banks Dawns, Prosecution Risks Remain

More serious enablers of evasion may get more serious raps on the knuckles.

04/21/2013

Dechert, Quinn and Weil among revenue risers in growth year for US firms

All but seven saw their UK revenues rise in 2012

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