05/21/2013
A New Jersey businessman who cooperated with prosecutors in a U.S. probe of offshore tax evasion avoided prison for conspiring with five HSBC Holdings Plc (HSBA) bankers to hide Indian bank accounts from authorities.
05/21/2013
No institution and no individual is immune from prosecution because of its size
05/19/2013
Senior partner accused of insider trading pleaded guilty Monday in a scheme that involved top clients of the Big Four accounting firm.
05/16/2013
JPMorgan's statement comes after Bloomberg acknowledged late last week that its reporters had limited access to data about clients' terminal usage.
05/14/2013
Another question that Bloomberg has yet to answer is whether Bloomberg News reporters were encouraged to use private data to spy on clients, or whether they did this on their own.
05/12/2013
The DOJ now is investigating a number of other Swiss banks
05/12/2013
The lawsuit had sought class-action status
05/09/2013
Linklaters Washington DC tax partner Joseph Pari has left for KPMG
05/09/2013
BLOOMBERG CEO: It Was A Mistake To Let Our Journalists Have Access To Clients' Bloomberg Terminal Data
Wall Street has been buzzing about a bombshell New York Post story
05/08/2013
Three former UBS AG (UBSN) executives convicted of bid-rigging
05/08/2013
Hedge-fund mogul Phil Falcone has agreed to a two-year ban from serving as an investment adviser after the Securities and Exchange Commission charged him with fraud last year.
05/07/2013
Strengthened its US tax practice with the hire of a partner duo
05/07/2013
He’s guilty of conspiracy to commit criminal bank fraud
05/07/2013
First-quarter legal industry results aren’t necessarily the best predictor
05/06/2013
Securities and Derivatives Enforcement and Regulatory Update
05/05/2013
it reached a settlement with UBS AG in a lawsuit that accused the bank of falsely representing the quality of the loans
05/03/2013
Credit Suisse Alleges Espionage Against Former Employee
Credit Suisse Group AG has filed suit against its former vice president for emerging markets group on the grounds she stole confidential documents and trade secrets prior to her transfer to Goldman Sachs.
05/01/2013
Sarbanes-Oxley (SOX) principles can act as a framework to assist companies in achieving strong corporate governance and internal controls.
04/29/2013
These breaches have not been remedied by the responsible parties
04/29/2013
Hedge fund fined $21.5 mln for insider trading
The settlement comes after the SEC filed insider trading charges in January 2012 against Level Global's co-founder Anthony Chiasson