Managers of Wealth Americas

BNY Mellon to pay $700m over fraud claims

Bank of New York Mellon on Thursday agreed to pay $714m to settle allegations that it committed fraud

Zions Bancorp Names New Finance Chief After Passing 'Stress Test'

Mr. Arnold joined the company as chief financial officer in late 2001

Citibank Sues Two Former Goldman Sachs Partners Over $29 Million Swiss Franc Margin Call

There is a lawsuit over a $29 million margin call that hit the joint family office of two former Goldman Sachs partners

Hedge Fund Betting on Lawsuits Is Spreading

The U.S. Chamber of Commerce warns of wasteful litigation and corruption

Citigroup, Barclays Close to Settling Forex Lawsuit With Private Investors

Two banks expected to pay as much as a combined $800 million to settle lawsuit

The Wolf of Wall Street apparently lives and his name is...

Fake Hedge Fund Manager, Who Faked Death Using Fake Employee Is Convicted

Bank Group Asks For More Leeway to Fight Money Laundering

But five years later, the restrictions are making it harder for U.S. banks to meet anti-money laundering

US SEC Official Says Worries About ETFs and Market Volatility Overblown

Regulators in both the United States and around the globe have ramped up scrutiny on asset managers in general, including leveraged and inverse ETFs.

Nationwide law firm boosts Media and Entertainment team

“Their first class entertainment practice and strong backgrounds in IP law and First Amendment work, will make them valuable assets to our clients across the country, our entertainment department and the firm at large.”

Citigroup has cleanest Fed test pass of Wall Street rival banks

Citigroup Inc’s plans to return capital to shareholders got the cleanest approval from the Federal Reserve among top Wall Street banks

US seeking $1bn from RBS and Barclays

The US Justice Department is looking to fine four banks RBS, Barclays, Citigroup and JP Morgan Chase to settle accusations of criminal activity in the currency markets

Board votes against investing in charter supporter’s hedge fund

In a rare move, the board that oversees the city’s retirement fund for civil servants killed a proposal to invest in a high-yield hedge fund — run by one of the city’s biggest investors in charter schools, sources told The Post.

Empowering Internal Stakeholders with Flexible Performance Reporting

Transparency is not just a regulatory buzzword. Internally, asset managers are looking for increased accountability and visibility into investment processes.

Authorities Closing In on Hackers Who Stole Data From JPMorgan Chase

Federal authorities investigating the attack at JPMorgan are increasingly confident

U.S. Claims Billions from Banks to Settle FX-Rigging Probe

Taking into account the looming settlement, these banks increased their legal reserves in the last quarter to offset any financial implication once the talks are finalized.

'Remuneration requirements for banks – a global comparative analysis' - Norton Rose Fulbright

This guide is the third in a series that Norton Rose Fulbright has produced on structural banking reform

FINRA Sanctions N.Y. Firm, Bans Exec

In total, Brookville sold over $1 million worth of interests in Wilshire

A New Way to Use a Prenup

The agreements are increasingly being used in second marriages between people of equal wealth

Commerzbank of Germany to Pay $1.5 Billion in U.S. Case

Collectively, the investigations were a magnet for federal and state authorities

SEC Highlights Priorities and Reminds Private Funds that the AMU is Enforcing Rules on Anniversary

Marking the fifth anniversary of the formation of the SEC Enforcement Division’s Asset Management Unit (the 'AMU'), unit co-chief, Julie Riewe, highlighted the AMU's enforcement priorities for 2015 and reiterated that conflicts of int

Legal, Regulation & Compliance