03/11/2022
The comment period for this proposal is open to the public until the later of May 9, 2022, or 30 days after publication in the Federal Register.
03/11/2022
The proposed changes are expected take effect as of the close of business on or about May 20, 2022
03/10/2022
North Carolina–based David W. Schamens was charged in federal court with wire fraud, securities fraud, and money laundering and could face decades in prison; the SEC also filed charges against him this week.
03/10/2022
Directors Niel Jones and Edward Rance of Conyers Bermuda worked on the matter, supported by associates Karoline Tauschke and Jacari Brimmer-Landy.
03/09/2022
"I am personally excited to have Bryan Cummings lead ACG New York as President,"
03/09/2022
Truist Financial announces CEO change
Rogers has served as CEO of Truist since September 2021, when he transitioned from the role of president and chief operating officer.
03/09/2022
Anthony Fallahi’s registration with Fidelity ended in January.
03/08/2022
The move comes at a time when the Wall Street institution has been cutting down its international footprint by exiting non-core markets.
03/08/2022
The bank’s brokerage had sought the TRO and an injunction against Taulant Cela, a 15-year industry veteran who logged nine years at JPMorgan
03/04/2022
The Harneys team was led by BVI Managing Partner Tanya Cassie-Parker
03/02/2022
These changes are “designed to protect investors, reduce risk, and increase operational efficiency.
02/25/2022
The indictment alleges that the Infinity Q founder mismarked the securities
02/24/2022
Prosecutors reveal ‘inexcusable’ omission of 15,500 documents in second week of Roger Ng’s case
02/23/2022
To the extent one can forecast DOJ’s future enforcement activities from where it chooses to place talent and resources, it looks very clear that virtual currency and digitals assets are likely to remain a top-level priority of the department for som
02/23/2022
In February 2021, the Brazilian parliament approved a law that leaves the central bank’s governor, Roberto Campos Neto, free from the threat of being fired by the government
02/23/2022
Allianz sets aside $4bn to cover fund loss lawsuit, PMs exit firm
A portion of the money set aside in the accounts has been used to settle with one of the investors suing the firm over the funds’ performance.
02/18/2022
Amazon has been piling pressure on Visa to lower its fees
02/18/2022
In a letter, Tesla lawyers say the regulator hasn’t distributed a $40 million fine from a 2018 settlement to harmed shareholders
02/18/2022
Below is a high-level summary of the requirements of the CTA, including who must comply, what data must be reported, when reports will be due, and what criminal and civil liability could accrue for noncompliance.
02/18/2022
The CMN is Brazil’s highest economic policy body, comprising Economy Minister Paulo Guedes, central bank chief Roberto Campos Neto and special Treasury and Budget secretary Esteves Colnago.