11/27/2025
Cetera Financial Specialists adds Callero Capital Management
Callero delivers wealth management and retirement planning services to a client base that includes individuals, families, and business owners.
People Moves
11/27/2025
Michael Kwak joins BRG as managing director in securities practice
He has supported testifying experts and provided expertise testimony in matters pertaining to class certification, liability, and damages phases of securities litigation.
11/27/2025
SEI appoints Patrick Donegan as Philadelphia office head
Tarczewski will continue at SEI as a principal consultant supporting local clients.
11/26/2025
Lazard Bolsters Global Industrials Practice by Adding Three New Managing Directors
These appointments further strengthen Lazard’s market-leading global Industrials franchise, which advises clients across diversified industrials, building products, chemicals, paper & packaging, transportation & logistics, industrial technol
11/25/2025
Angeles Wealth names 30-year veteran as chief growth officer
Jonathan Cave brings decades of experience from CH Investment Partners, Merrill Lynch, and UBS to a newly created position at the high-net-worth RIA.
11/25/2025
François Du Pasquier Joins UBS as Managing Director, Financial Advisor in Austin
He joins UBS from Citi Wealth, where he served as Managing Director and Head of Foreign Exchange and Commodities for North America.
11/24/2025
Wells Fargo, Manulife John Hancock, Savant announce leadership appointments
Seasoned veterans positioned to drive growth in increasingly competitive industry.
11/24/2025
Citigroup to replace CFO, reorganises retail and wealth divisions
CEO Jane Fraser called Mason "a steady hand, proven leader, and dear friend" in announcing his succession.
11/21/2025
Citi Announces CFO Transition Plans and Changes to U.S. Personal Banking Business
Mark Mason to transition out of CFO role in March 2026 and become Executive Vice Chair and Senior Executive Advisor to the Chair/CEO
11/21/2025
Mesirow Wealth Management Expansion Continues with Appointment of Nitay Laor as Director of Strategic Growth and Acquisitions
In this role, Nitay will lead efforts to execute both organic and inorganic growth strategies, including strategic partnerships, acquisitions and advisor recruitment.
11/21/2025
Axa XL strengthens US client relationships with two senior appointments
She also brings legal expertise from her time as an attorney and adjunct professor, enhancing Axa XL's ability to navigate complex regulatory and contractual landscapes.
11/20/2025
Tim Froehlich Named Head of Investment Products for Wells Fargo Wealth & Investment Management
He will define the roadmap, launch new solutions, and enhance existing programs to deliver a best-in-class experience.
11/20/2025
Steven Goodell Joins Endeavor Private Wealth
Goodell brings more than $170 million in AUM to Endeavor after utilizing TradePMR’s transition model to seamlessly tuck-in
11/20/2025
Citizens Snags $800M California Duo In Ongoing Wealth Push
Citizens continues to notch recruiting wins, particularly in Southern California, in an effort to bolster its private wealth and bank businesses.
11/20/2025
Invent Hires Former Red Hat, Microsoft Executive As Chief AI Officer
Jim Zimmerman will deploy and manage Invent's AI strategy at scale.
11/19/2025
PlainsCapital Bank Welcomes Kirt DeHaan as Senior Vice President, Wealth Management Market Manager for Dallas Region
He will be based at the Hilltop Plaza location in Dallas.
11/19/2025
Osaic Adds Teams From Commonwealth, LPL With $809M in Assets
Osaic adds True Wealth Advisors, an Englewood, Colo.-based group with five advisors and $705 million in client assets, and Soundview Financial Group, a Tacoma, Wash.-based practice with about $104 million in assets.
11/18/2025
Cresset Appoints Albert Leshinsky as Head of Corporate Development
“I’m thrilled to welcome Albert to Cresset,” said Jessica Malkin, Chief Growth Officer.
11/17/2025
AllocateRite Appoints Matt Pollard as Chief Executive Officer to Accelerate Global Growth and AI Transformation in Wealth Management
Before joining AllocateRite, Pollard held senior executive roles at SS&C Technologies, Slalom Consulting, Forsythe Solutions, and IBM.
11/17/2025
Truist introduces team covering middle-market private equity sponsors, family offices
Chris Jackson named head of Institutional Capital Group, complementing large-cap sponsor coverage