06/19/2025
Former LPL Exec Comes Out of Retirement to Lead $8.8B Hybrid RIA
He’ll serve full-time on WCG CEO Jimmy Lee’s management team.
People Moves
06/19/2025
Camden National Wealth Management Expands Team with Two New Experienced Advisors
These strategic additions reflect the bank’s continued commitment to delivering personalized investment management and financial planning solutions to both individual and institutional clients.
06/19/2025
Deutsche Bank appoints new head of Latin America trade finance operations
The bank operates teams in New York, Miami, and São Paulo to serve Latin American markets.
06/18/2025
Citi Board Elects Jonathan Moulds to Board of Directors
Citi will benefit greatly from Jonathan’s widely recognized track record for driving change across large organizations and the strong focus he puts on efficiency, regulatory compliance, and innovation.
06/18/2025
Dakota Wealth Management Promotes Key Executives, Fueling Next Stage of Growth
With 40 years of experience building successful RIAs, including three exceeding $1 billion in AUM, Peter Raimondi, Founder and CEO has prepared Dakota Wealth Management for the future.
06/17/2025
Bennett Blau Joins Evercore as Senior Managing Director in the Healthcare Investment Banking Group
Mr. Blau joins Evercore with over 15 years of investment banking experience.
06/16/2025
Aon promotes Rieth to Global Cyber Leader, Commercial Risk Solutions
Based in Chicago, Reith will reportedly retain direct responsibility for North America while expanding his leadership to include collaborative oversight across EMEA, Latin America and Asia Pacific.
06/13/2025
Henry Mercer Named Chief Investment Officer at Withum Wealth Management
In this new position, Henry will oversee the Investment Planning and Economic Committees at Withum Wealth Management, bringing decades of wisdom and market experience to the role.
06/13/2025
Mellany Bagtas joins UBS as a Financial Advisor in New York City
She will be based out of the firm’s 299 Park Avenue office and will report to Associate Market Executive Demie Kommatas.
06/13/2025
Advisor moves: LPL and Raymond James add veteran advisors in California
LPL welcomes a Beverly Hills-based practice from Wedbush Securities as RayJay adds a Stifel alum to its employee advisor arm.
06/13/2025
RBC elevates US investment bankers Chawhan, Monga to unit heads
Prior to RBC, Monga spent nearly 17 years split between Deutsche Bank, opens new tab and Bank of America.
06/12/2025
Clément Chenneveau Joins Altium Wealth Architecture to Enhance Strategic Advisory Services for UHNW Families and Entrepreneurs in Quebec
This strategic addition underscores Altium's commitment to delivering bespoke wealth management solutions to ultra-high-net-worth families, entrepreneurs, and sophisticated investors.
06/12/2025
UBS International Adds Adelino Dias as Financial Advisor in New York
Prior to that, he spent eight years at Citi, where he held the role of VP Wealth Manager
06/12/2025
Eclipse Private Wealth Management Welcomes Mitch Benedon, CFP as Senior Wealth Advisor
His extensive experience and deep financial planning knowledge make him a tremendous asset to our clients and our firm
06/11/2025
$7.5B The Bahnsen Group Names President, CFO
Joseph Klein will take the newly-created role of president after serving as Bahnsen Group’s Family Office Director
06/10/2025
Sebastián Da Silva Joins Global Work Management Group
His mission will be to strengthen client asset holdings in Latin America and Europe, the firm announced in a statement
06/09/2025
Elevation Point Hires New Heads of Growth, Communications
The minority RIA investor has hired Lara Galloway to lead organic growth strategy and training for partnered firms, and Melinda Brodbeck as head of communications.
06/09/2025
$287B Edelman Financial Engines Adds Capital Group Alum as President
Ralph Haberli joins from Capital Group, where he was president of the Institutional & Retirement Client Group.
06/09/2025
Evolve Private Wealth Names Morgan Stanley Advisor Brett Cohen as Managing Partner
Leading advisor joins independent multifamily office expanding its national footprint
06/06/2025
Rothschild & Co hires Ralph Lerman as Managing Director in Business Services
This expansion of the team underscores Rothschild & Co’s commitment to growing its U.S. Business Services practice and delivering best-in-class advisory services to both sponsor-backed and corporate clients.