12/13/2017
Private Bank Shuffle: Big Advisor Jumps to Fieldpoint from First Republic
Smith, who joined First Republic in 2001, started in the industry as a private banker with U.S. Trust and also worked at PFPC, according to BrokerCheck.
People Moves
12/13/2017
Citigroup's new managing-director list is out — here are the investment bankers and traders who just got promoted
The Institutional Clients Group includes, among other operations, Citi's investment banking and trading teams.
12/13/2017
Jefferies raids more senior tech bankers on Wall Street as it moves up U.S. rankings
Michael Long, a managing director within Wells Fargo’s TMT investment banking team, joined Jefferies in November as an MD and global head of tech enabled services.
12/13/2017
Patrick Kuhn Joins First Business
He joins First Business as part of the Equipment Finance team.
12/12/2017
BNP Paribas Asset Management appoints Director of US Institutional Business Development for West Coast
: “We are very pleased that Tami Jackson has rejoined BNP Paribas Asset Management. She brings a wealth of industry knowledge and experience as well as a familiarity with BNPP AM and its capabilities.”
12/12/2017
Thomas Deane joins Stonybrook from JLT Capital Markets as a Director
Prior to JLT, Deane was a member of the investment banking unit at Benfield Advisory
12/12/2017
Raymond James Recruits $166 Million Advisor Team
The firm's branch manager and registered client associate, Mark E. Lyons, will also be moving to Raymond James.
12/12/2017
Kraft Heinz names New York Gibson Dunn partner as global GC
La Lande joined Gibson Dunn in 2000 and focused her practice on complex commercial deals, including mergers and acquisitions, leveraged buyouts, private equity transactions and joint ventures
12/11/2017
J.P. Morgan Chase Hires New Chief For Sapphire Reserve
Much of J.P. Morgan’s faith in Sapphire Reserve rests on how many customers will spend $450 on the card’s annual renewal fee.
12/11/2017
One of Jefferies’ top technology bankers has quit for a small new investment firm
Kelloff joined Jefferies in 2004 as an investment banker focused on the telecommunications sector
12/11/2017
Mizuho Americas Hires Keith Wargo As Managing Director and Co-Head of Banking Coverage
Prior to Mizuho Americas, Wargo was a Managing Director at Deutsche Bank
12/07/2017
Wells Fargo Loses $219M Rep to Ameriprise
Wells Fargo Advisors did manage to add 37 new advisors in the third quarter, but its ranks were still off 3.5% compared to the year prior.
12/07/2017
Union Bank Appoints Stephen Sherline Head of Private Wealth Management for Southern California
The Private Bank will further enhance the delivery of the bank's full range of capabilities, including comprehensive wealth planning, investment services, risk management, trust and estate services, banking, and lending.
12/06/2017
Piper Jaffray Appoints New CEO and President
Abraham joined Piper Jaffray in 1991 as an investment banking analyst.
12/05/2017
Franklin Templeton hires head of client investment solutions
He will join on Jan. 8 and report to Ed Perks
12/05/2017
CalPERS executive Wylie Tollette to leave the system
Wylie Tollette, chief operating investment officer at the California Public Employees’ Retirement System, is leaving the system and returning to Franklin Templeton Investments. Tollette’s last day will be Jan. 5, 2018. Matt Flynn, a CalPERS in
12/04/2017
Richmond Fed Said to Tap McKinsey's Barkin as Its President
Directors At The Federal Reserve Bank Of Richmond Have Chosen Thomas Barkin
12/04/2017
Judd Caplain named KPMG Global Head of Banking & Capital Markets
Judd succeeds Bill Michael, who is now Chairman & Senior Partner of KPMG in the UK.
12/01/2017
U.S Trust Announces New Hires in October
Joseph Carter has joined the New York office as a Private Client Advisor.
11/30/2017
Ashurst scores Dentons partner in New York
Koppele, who has been a partner at Dentons for more than seven years, joined the global giant when it merged with Sonnenschein Nathan & Rosenthal in 2010.