10/11/2018
Treliant Appoints Wealth Management Veteran
Prior to joining Treliant, Greg was a Managing Director of PwC’s Financial Services Advisory Practice
People Moves
10/11/2018
Wells Fargo’s losses multiply with departure of $600M advisors
So far this year, more than 230 advisors managing over $26 billion in client assets have left the company to join rival firms, according to FINRA BrokerCheck data and company announcements.
10/11/2018
Amundi Pioneer appoints securitized assets director
Amundi Pioneer managed $87 billion in assets as of June 30.
10/11/2018
Scivantage Hires Veteran Tax Executive for Tax Counsel & Director of Regulatory Compliance Role
New hire brings vast industry experience and thought leadership in tax regulation to lead regulatory oversight for leading cost basis and tax reporting platform.
10/10/2018
Baird adds $610 million by recruiting teams from Wells Fargo, Morgan Stanley
Baird has added 40 financial advisers to the group since the start of the year.
10/10/2018
Vontobel expands US offshore coverage with appointment
His responsibilities for Iberia have been handed to Nabil El-Asmar Delgado, who was hired from Belgian group Candriam where he was country head for Iberia.
10/10/2018
LPL Appoints New Retirement Plan Advisor Boss
A spokesman for LPL didn’t return the publication’s request for comment on Hodgens’ appointment.
10/10/2018
Bill Stoeri Named to Lead Dorsey & Whitney LLP
Dorsey & Whitney announced today that its Policy Committee has appointed William R. Stoeri to serve as the Firm's Managing Partner.
10/09/2018
Reyl hires ex-WM CEO to lead US business
René Marty has over 25 years’ experience in the financial industry, most of which spent dealing with North American clients.
10/09/2018
Why This Merrill Lynch Alum and Family Office Pro is Headed to Rockefeller
He has 27 years of experience in the wealth management industry and joins Rockefeller from the family office Goodrich, LLC
10/09/2018
Merrill Lynch Loses Team to Wirehouse Rival
Merrill Lynch has lost several veteran advisors in recent weeks.
10/08/2018
Douglas R. Dubiel Joins Rockefeller Capital Management
Dubiel is the latest senior hire for Rockefeller Wealth Management since the Firm relaunched in March
10/05/2018
RBC Adds Advisors in Seattle, Syracuse, Denver
An advisor and a team join from Wells Fargo.
10/05/2018
Nomura is quietly building its New York solutions team too
The hires come at a rather tumultuous time for Nomura, which is still trying to make good out of its decade-old acquisition of Lehman Brothers’ European investment banking business.
10/05/2018
Cushman & Wakefield adds two Dallas-based executives
Jonathan Napper, who joins Cushman as executive managing director, was also formerly with Eastdil Secured.
10/05/2018
Peru wealth firm hires Habitat bond boss as CIO
He joins as the firm looks to bring one of its vehicles to Colombia and Mexico, and as it eyes the launch of a robo-advisor.
10/05/2018
Chubb Appoints Sales and Distribution Leader for North America Personal Risk Services
She will work closely with all other PRS teams across the division and the regional field administration leaders to advance the division's sales goals.
10/05/2018
US Bank Global Fund Services brings on Mastriano
Mastriano is an experienced senior executive who brings nearly 30 years of experience at organisations such as Citco Fund Services, Bank of New York, Bisys Fund Management and Morgan Stanley.
10/04/2018
BNY Mellon Investment Management's US Multi-Asset Manager adds risk parity and managed futures team
With clients becoming more solutions-oriented, contributing our knowledge and experience to a firm with this breadth of capabilities is very appealing.
10/04/2018
Citi Private Bank Cements Atlanta Presence
Atlanta office to serve as headquarters for Carolinas, Georgia, Alabama, Tennessee and Kentucky operations