04/16/2018
Veteran Merrill Lynch FAs Join Kestra
Kestra has been successfully luring advisors from rivals in recent months.
People Moves
04/16/2018
Northern Trust Strengthens New York Wealth Management Team
Chahin Pahlavi joins the Wealth Management’s Private Banking Team
04/16/2018
Jupiter expands team ahead of US long/short fund launch
Focus on alternatives
04/16/2018
Stroock's Private Funds Group Adds Former Investment Management GC and Compliance Counselor Michael Emanuel as Partner in New York
Mr. Emanuel advises public and private funds, hedge funds, family offices, and investment managers and commodity advisors on all regulatory, legal, compliance, infrastructure and risk issues.
04/16/2018
Antares Capital Appoints New Heads of Sponsor Coverage and Asset Management, Funding
Tim is an innovative and thoughtful leader who brings tremendous value to both his clients and teams,” said David Brackett, managing partner and co-CEO of Antares Capital.
04/13/2018
Former Schwab Exec To Head Finra's Exam Programs
In Finra’s announcement Wednesday, both Havlik and Cook mentioned the Finra360 initiative, an internal effort to evaluate operations and make regulatory programs more efficient.
04/13/2018
Barry Wellins Joins Union Bank as San Diego Regional Director of Private Banking
"Not only will Barry be a trusted advisor for our clients, he will also serve as a great mentor for our team of private bankers throughout the region."
04/13/2018
Former Peru fund selector joins JP Morgan PB
Citywire Americas understands she will cover Brazil, Mexico, the Andes and the Southern Cone and perform client due diligence.
04/12/2018
Itaú Chile AM to hire new CIO and consolidate fund range
The resulting asset manager, operating as Itaú AGF, is looking to consolidate its product offering which currently features 49 mutual funds and five closed-end investment funds, said chief executive Wagner Guida, effectively reducing its mutual fun
04/12/2018
Pinnacle Adds 10 Revenue Producers in the Carolinas and Virginia During 1Q 2018
New advisors include commercial bankers, wealth managers and others
04/12/2018
Beecher Carlson names new CEO, COO
Davis will oversee operational functions in the newly created COO role. He will also continue as president, casualty & property.
04/12/2018
Northern Trust Announces Leadership Appointments in Global Family Office & Investment Practice Group
Belinda Aspinall has been named head of GFO for the region
04/12/2018
First Republic Bank Chairman and CEO Jim Herbert Appointed to Federal Reserve System’s Federal Advisory Council
The council ordinarily meets four times a year with the Board of Governors in Washington, D.C., to discuss economic and banking matters. Members customarily serve three, one-year terms.
04/12/2018
Steven D. Black Elected to BNY Mellon Board of Directors
With the addition of Mr. Black, BNY Mellon's Board will have 12 directors
04/10/2018
BNY Mellon hires JP Morgan’s hedge fund client specialist for sales
The newly created positions follows an a new focus by BNY Mellon on alternatives investment clients.
04/10/2018
Bernstein Appoints James Seth Thompson As Head Of Diverse Markets Strategy
The firm's first-ever role dedicated to diversity & inclusion engagement
04/10/2018
Callan Capital Welcomes Robert K. Neigert, J.D., LL.M. Tax
Neigert is primarily responsible for client relationship management and trust and estate planning.
04/10/2018
Kestra Financial Recruits Griffin Financial Group
Austin-based firm to leverage Kestra Financial’s advisor technology and practice management support
04/10/2018
National Philanthropic Trust Welcomes Three Board Members
Ann Dugan, Stephen Hopkins, Kelly Williams Join the Largest Independent National Donor-Advised Fund Sponsor’s Board of Directors
04/10/2018
First National 1870 names new market president
She also previously owned a small business that provided strategic business consulting and business management services. She holds Series 7 and Series 66 securities and investment licenses.