04/16/2018
Veteran Merrill Lynch FAs Join Kestra
Kestra has been successfully luring advisors from rivals in recent months.
04/16/2018
Kestra has been successfully luring advisors from rivals in recent months.
04/16/2018
Chahin Pahlavi joins the Wealth Management’s Private Banking Team
04/16/2018
Focus on alternatives
04/16/2018
Mr. Emanuel advises public and private funds, hedge funds, family offices, and investment managers and commodity advisors on all regulatory, legal, compliance, infrastructure and risk issues.
04/16/2018
Tim is an innovative and thoughtful leader who brings tremendous value to both his clients and teams,” said David Brackett, managing partner and co-CEO of Antares Capital.
04/13/2018
In Finra’s announcement Wednesday, both Havlik and Cook mentioned the Finra360 initiative, an internal effort to evaluate operations and make regulatory programs more efficient.
04/13/2018
"Not only will Barry be a trusted advisor for our clients, he will also serve as a great mentor for our team of private bankers throughout the region."
04/13/2018
Citywire Americas understands she will cover Brazil, Mexico, the Andes and the Southern Cone and perform client due diligence.
04/12/2018
The resulting asset manager, operating as Itaú AGF, is looking to consolidate its product offering which currently features 49 mutual funds and five closed-end investment funds, said chief executive Wagner Guida, effectively reducing its mutual fun
04/12/2018
New advisors include commercial bankers, wealth managers and others
04/12/2018
Davis will oversee operational functions in the newly created COO role. He will also continue as president, casualty & property.
04/12/2018
Belinda Aspinall has been named head of GFO for the region
04/12/2018
The council ordinarily meets four times a year with the Board of Governors in Washington, D.C., to discuss economic and banking matters. Members customarily serve three, one-year terms.
04/12/2018
With the addition of Mr. Black, BNY Mellon's Board will have 12 directors
04/10/2018
The newly created positions follows an a new focus by BNY Mellon on alternatives investment clients.
04/10/2018
The firm's first-ever role dedicated to diversity & inclusion engagement
04/10/2018
Neigert is primarily responsible for client relationship management and trust and estate planning.
04/10/2018
Austin-based firm to leverage Kestra Financial’s advisor technology and practice management support
04/10/2018
Ann Dugan, Stephen Hopkins, Kelly Williams Join the Largest Independent National Donor-Advised Fund Sponsor’s Board of Directors
04/10/2018
She also previously owned a small business that provided strategic business consulting and business management services. She holds Series 7 and Series 66 securities and investment licenses.