10/23/2017
Steward Partners' latest hire: $200M team from Morgan Stanley
They're the latest advisors to jump from the wirehouse to independent channel amid recruiting cutbacks at UBS, Morgan Stanley and Merrill Lynch.
People Moves
10/23/2017
RBC Wealth Management Ramps Up Indie and Captive Benefits for Big Expansion Goal
A spokeswoman for RBC WM says the firm won’t “disclose the number of recruits” it has gleaned in its parent company’s present fiscal year, which ends this month. But she confirms it’s already “the best recruiting year f
10/23/2017
BNY Mellon Appoints Outsourcing Veteran as Head of Middle Office Solutions
Messina is a Certified Public Accountant, with significant previous audit experience as an Ernst & Young partner.
10/23/2017
BNY Mellon appoints Sean Rourke to wealth management division in L.A.
His appointment comes at a time when U.S. financial companies are ramping up their wealth management operations in a bid to lower reliance on more traditional businesses such as trading.
10/23/2017
Shuey joins Revelstoke Capital
Shuey will be responsible for new investment sourcing, transaction execution and post-investment monitoring and oversight.
10/23/2017
Fulton Financial Expands Executive Leadership Team
He has more than 30 years of financial services experience in various positions with different entities.
10/23/2017
Banc of California Announces Hiring of Rita Dailey as Executive Vice President, Head of Deposits and Treasury Management Services
She most recently served as Managing Director with over 25 years of banking experience.
10/23/2017
Outten & Golden Announces Nine New Attorneys Have Joined the Firm
Outten & Golden LLP welcomes nine new attorneys to contribute to its growing practice of representing employees.
10/23/2017
Cohen & Steers Hires Specialist to Expand DCIO Support for Southeast U.S. Market
Mr. Gasta comes to Cohen & Steers from PNC Capital Advisors
10/22/2017
Bridges Trust expands team
Each will play a key role in helping the firm build out a comprehensive trust, family office and wealth management solution for a growing client base of successful individuals and families, endowments and foundations, business owners, entrepreneurs and co
10/20/2017
Chubb Appoints Jodi Hanson Bond to Lead Global Government and Industry Affairs
Chubb Appoints Jodi Hanson Bond to Lead Global Government and Industry Affairs
10/19/2017
Raymond James scoops up $540M SunTrust Team
They're the latest new hires at Raymond James, which has been on a long-running recruiting push.
10/19/2017
Korn Ferry Names Co-Head of Global Asset Management
He has also worked extensively in delivering holistic human capital solutions to his clients around the world.
10/19/2017
Merrill Lynch names head of Strategic Growth Markets
Jen joined Merrill Lynch as a member of the listed options and futures strategy desk.
10/19/2017
US Capital Partners Expands Its Wealth Management Division
San Francisco-based private financial group appoints additional Vice President to US Capital Wealth Management, following a year of strong business growth across multiple verticals.
10/19/2017
Credit Suisse appoints Americas industrials co-heads
Under Hammond, Credit Suisse’s metals and mining investment banking franchise has been top 3 globally, according to the memo.
10/19/2017
Securities America Recruits $1.35 Billion OSJ from LPL
In addition, at least two other firms affiliated with LPL's recently acquired National Planning Holdings this week have left for other independent brokers/dealers.
10/19/2017
Anar Shah Joins Prescott Group as Managing Director from Citi Private Bank
Real Estate Firm Expands Capital Team to Reach Broad Base of Investors
10/18/2017
Crestone Capital appoints new president
He brings more than 20 years of business experience to Crestone.
10/18/2017
Northern Trust names current president as new CEO
Waddell, who has served as Chief Executive Officer since January 2008, will remain as Chairman of the Board