08/18/2017
Two UBS Wealth Managers in Los Angeles Depart, One by Mutual Agreement
The U-5 report filed by UBS on his separation says that it was not related to compliance or sales practice issues.
People Moves
08/18/2017
BNY Mellon Wealth Management appoints new wealth director
Financial services specialist and West Point graduate joins the firm’s growing Seattle office
08/18/2017
Cowen beefs up staff with new addition
She is also responsible for client management relating to all of the Special Situations service offerings.
08/18/2017
Former Chicago US Attorney Zachary Fardon Joins Law Firm
Fardon began his career at King & Spalding in Washington, D.C. (1992-1996).
08/18/2017
Mark Zuckerberg's philanthropic fund just hired its first CFO from PayPal
Alford will be responsible for managing the books of the fund that Zuckerberg is backing by selling up $1 billion of his Facebook shares per year.
08/17/2017
A $4B advisor goes indie after 37 years at wirehouses
Several mega teams which made the switch this year have cited concerns about perceived conflicts of interest
08/17/2017
BMO Wealth Management Appoints New National Head of Banking
He currently serves as a member of the Board of Trustees for the Chicago History Museum.
08/16/2017
Deutsche Bank names head of Americas business
Global equities boss takes over after torrid time for Germany’s biggest lender
08/16/2017
Cetera Appoints New Technology Executive
As chief information officer, Michael Ragunas will lead the rollout of Cetera's Advice Architect Ecosystem.
08/16/2017
Houlihan Lokey adds seasoned veteran to its financial advisory services business
Has joined the Tax & Financial Reporting Valuation practice within Financial Advisory Services as a Managing Director.
08/16/2017
Wells Fargo Picks First Woman to Lead Board as Scandal Worsens
The banking company said it would also pay $80 million in damages to more than a half-million customers who it acknowledged had been were charged for auto insurance they weren't required to buy.
08/16/2017
U.S. Trust Announces New Hires
Susan Burnett has joined the Los Angeles office as a Private Client Advisor.
08/16/2017
Andersen Tax appoints new MD to Chicago Office
Brad works with both U.S. outbound and foreign inbound clients in a variety of industries, including technology, manufacturing, real estate, and private equity.
08/16/2017
Top Dimensional Fund Advisors executive leaves smart beta pioneer
After 17 years with Dimensional, Eduardo Repetto, who has been serving as Co-CEO and Co-CIO, will be leaving Dimensional in September.
08/16/2017
Medley appoints Institutional Fundraising group MD
Kaufman received a BA from the University of Pennsylvania (summa cum laude) and an MBA from New York University Stern School of Business.
08/15/2017
Angeles Equity Partners Adds Three New Team Members
“These appointments allow us to improve and expand our capabilities in deal origination and execution.”
08/15/2017
Altaba Appoints Richard L. Kauffman to Board of Directors
He also has held a number of positions in investment banking
08/14/2017
DHR Taps Wealth Management Head for Gibraltar Private Bank
The search, which spanned several months, was national in scope, though DHR largely focused on the Florida and New York markets, where Gibraltar is located.
08/14/2017
Sterling National Bank boosts Commercial Banking Team
Grgurovic was most recently a Director at Credit Agricole Corporate and Investment Bank
08/14/2017
Old Dominion National Bank Names Howard Stein Executive Vice President and Chief Operating Officer
Growing bank with executive offices in Tysons Corner also appoints Lauren Kohr to serve as Senior Vice President and Chief Risk Officer