10/12/2017
Wells Fargo hires Barclays’ compliance chief
The number of fake accounts could be significantly higher than previously thought.
People Moves
10/12/2017
Greenberg Traurig Expands Key Practices in L.A., Denver
Berkowitz joins in the Land Use and Land Development, and Real Estate practices in the firm’s Los Angeles office.
10/12/2017
TD Announces Changes to Senior Executive Team
The following executive changes are effective November 1, 2017, and all report to Mr. Masrani.
10/11/2017
Andersen Global Announces Advisory Council
Established in 2014 by U.S. member firm Andersen Tax LLC, Andersen Global has more than 2,200 professionals worldwide
10/11/2017
ETC Announces the Addition of Matthew Shatz, Managing Director, Prime Services
He brings with him an impeccable reputation for developing a strong client base, enabling customers to grow their businesses while increasing firm revenue.
10/11/2017
City National adds two execs
Veterans with combined 60 years of experience coming from Regions, U.S. Trust
10/11/2017
Harvest Global appoints Regis Dale as CEO
Harvest Global Investments in London and Bank of America Corp’s Bank of America Merrill Lynch in Hong Kong.
10/10/2017
Gina McCafferty Returns to Cutter Associates as Principal
Cutter Associates appoints Gina McCafferty to lead newly created Wealth practice
10/10/2017
Simon Scales Joins K2 Intelligence Business Investigations Practice
K2 Intelligence's presence in London, and throughout EMEA, continues to grow as our clients are facing a time of significant global disruption.
10/10/2017
New Jersey’s World Insurance Associates Names Costa as COO
World Insurance Associates offers personal and business insurance solutions in 46 states.
10/10/2017
RBC Taps New Wealth Consulting Chief
Nate Angelo comes on board one week after the wealth firm tapped a new head of recruiting
10/10/2017
HighTower Nabs Merrill Veteran, Another Manager Exits
He joins as HighTower has been slimming its administrative and managerial ranks amid rumors of a sale.
10/09/2017
HSBC’s head of equity capital markets for the Americas has departed
He established HSBC’s Latin America ECM business and also expanded its U.S. operation during his time in charge.
10/09/2017
GE names hedge fund Trian executive Ed Garden to board
The company’s lackluster stock performance was seen to have prompted Immelt’s departure.
10/09/2017
High Swartz Welcomes New Family Law Attorney
Attorney Brittany Yurchyk brings alternative dispute resolution expertise to full-service law firm
10/09/2017
Rapidly Growing Mariner Wealth Advisors Expands Omaha Office
Adding two senior wealth advisors, the national wealth advisory firm resumes aggressive growth plan
10/09/2017
Senior Morgan Stanley Broker in Virginia Leaves Amid Branch Manager Shuffle
Kurka, whose BrokerCheck record says he has not registered with another firm since his Morgan Stanley registration ended on Oct. 3
10/06/2017
Former UBS Private Wealth Regional Manager Joins Independent Firm
It’s taken a couple years and a lot of money.
10/06/2017
Private Client Resources Hires SVP of Product Strategy & Marketing
He was also a member of the founding team of Gapstow Capital Partners.
10/06/2017
AXA Taps Leaders for Investor Relations and Retirement Businesses
He was a senior vice president and managing director for Bernstein Global Wealth Management.