09/09/2016
KeyBanc scoops ex-Jefferies banker Brooks to run trading
Brooks joins KeyBanc after a shakeup at Jefferies where he had been head of sales until May.
People Moves
09/09/2016
Piper Jaffray Hires Scott J.R. Smith as Managing Director in Financial Sponsor Coverage Group
He began his career at Bowles Hollowell Conner & Co. as an M&A banker
09/08/2016
David M. Gewant joins Pure Portfolios
He began his career in New York as a portfolio manager and equity analyst.
09/08/2016
Shea Gordon Named Chief Operations Officer of Provasi Capital Partners
He received a Bachelor of Arts in Economics from Vanderbilt University and a law degree from Pepperdine University.
09/08/2016
Polk Joins BMO Wealth Management
He will work with clients to gain a complete understanding of their lifestyle and career
09/08/2016
Autonomous Research Names Global Head of Fintech Strategy
He has been an investment banker at Deutsche Bank and a corporate strategist at Barclays Wealth/Lehman Brothers.
09/08/2016
JPMorgan just made two big promotions in a key trading business
He was most recently head of the equities business in Asia Pacific.
09/08/2016
Manulife snags Royal Bank executive as new chief operating officer
She will play a critical role in defining corporate strategy, policies, standards, and processes, and will also drive and oversee Manulife's innovation portfolio.
09/08/2016
Pembrook Capital Management Taps New Director in NY
With more than 15 years of expertise, Lisa Davis will occupy a dual position at the company.
09/08/2016
Guggenheim Securities Hires Carl Mayer to Expand Leveraged Finance Business
Mr. Mayer will focus on the origination, structuring, and distribution of leveraged loans and high yield bonds.
09/08/2016
Hong Le Webb, Corporate Securities and International Advisor, Joins Murphy & McGonigle
Ms. Webb's arrival continues the trend of top securities regulatory and litigation talent joining the financial services boutique law firm founded in 2010.
09/07/2016
Raymond James recruits Roddy as MD
He will offer a full suite of investment banking services, including M&A, advisory and capital formation, backed by a substantial distribution platform.
09/07/2016
New CEO for local trust company
HB&W also has offices in Lancaster, Huntington and Wheeling.
09/07/2016
PE-owned Telarix appoints Limena as CEO
We look forward to partnering with Marco and the entire Telarix leadership team.
09/07/2016
Citi Private Bank Strengthens Latin American Team
She will also lead the Multi-Family Office business and will focus on increasing penetration of capital market solutions for the firm’s clients.
09/07/2016
Credit Suisse appoints new heads of global markets, US unit
These changes are effective immediately.
09/07/2016
Oak Street Funding Hires Additional Sales Capacity
Prior to joining Oak Street, Kim held sales management and leadership roles with Bank of America and Oak Street Mortgage
09/06/2016
Two join Jolley Asset Management staff
Jolley Asset Management has named two securities industry veterans to its staff
09/06/2016
Stifel hires Merrill Lynch duo
He worked with Merrill Lynch’s Private Executive Services Team.
09/06/2016
Bloom Burton & Co. Strengthens Leadership team
He will broaden the awareness and distribution of Bloom Burton’s investment banking and advisory capabilities, award-winning equity research, and events such as the firm’s flagship and highly coveted Bloom Burton & Co. Healthcare I