08/21/2017
Janney opens new office with $330M team
The advisors have more than $330 million in assets under management.
People Moves
08/21/2017
MEGA Names Vice President for Asia-Pacific
Will head region where demand is up for business transformation solutions
08/21/2017
Hymans Robertson hires senior investment research consultant
The growth asset team at the actuarial and consulting firm.
08/18/2017
Two UBS Wealth Managers in Los Angeles Depart, One by Mutual Agreement
The U-5 report filed by UBS on his separation says that it was not related to compliance or sales practice issues.
08/18/2017
BNY Mellon Wealth Management appoints new wealth director
Financial services specialist and West Point graduate joins the firm’s growing Seattle office
08/18/2017
Cowen beefs up staff with new addition
She is also responsible for client management relating to all of the Special Situations service offerings.
08/18/2017
Former Chicago US Attorney Zachary Fardon Joins Law Firm
Fardon began his career at King & Spalding in Washington, D.C. (1992-1996).
08/18/2017
Mark Zuckerberg's philanthropic fund just hired its first CFO from PayPal
Alford will be responsible for managing the books of the fund that Zuckerberg is backing by selling up $1 billion of his Facebook shares per year.
08/17/2017
A $4B advisor goes indie after 37 years at wirehouses
Several mega teams which made the switch this year have cited concerns about perceived conflicts of interest
08/17/2017
BMO Wealth Management Appoints New National Head of Banking
He currently serves as a member of the Board of Trustees for the Chicago History Museum.
08/16/2017
Deutsche Bank names head of Americas business
Global equities boss takes over after torrid time for Germany’s biggest lender
08/16/2017
Cetera Appoints New Technology Executive
As chief information officer, Michael Ragunas will lead the rollout of Cetera's Advice Architect Ecosystem.
08/16/2017
Houlihan Lokey adds seasoned veteran to its financial advisory services business
Has joined the Tax & Financial Reporting Valuation practice within Financial Advisory Services as a Managing Director.
08/16/2017
Wells Fargo Picks First Woman to Lead Board as Scandal Worsens
The banking company said it would also pay $80 million in damages to more than a half-million customers who it acknowledged had been were charged for auto insurance they weren't required to buy.
08/16/2017
U.S. Trust Announces New Hires
Susan Burnett has joined the Los Angeles office as a Private Client Advisor.
08/16/2017
Andersen Tax appoints new MD to Chicago Office
Brad works with both U.S. outbound and foreign inbound clients in a variety of industries, including technology, manufacturing, real estate, and private equity.
08/16/2017
Top Dimensional Fund Advisors executive leaves smart beta pioneer
After 17 years with Dimensional, Eduardo Repetto, who has been serving as Co-CEO and Co-CIO, will be leaving Dimensional in September.
08/16/2017
Medley appoints Institutional Fundraising group MD
Kaufman received a BA from the University of Pennsylvania (summa cum laude) and an MBA from New York University Stern School of Business.
08/15/2017
Angeles Equity Partners Adds Three New Team Members
“These appointments allow us to improve and expand our capabilities in deal origination and execution.”
08/15/2017
Altaba Appoints Richard L. Kauffman to Board of Directors
He also has held a number of positions in investment banking