04/14/2014
Advent Capital Names new COO
He will also serve as a member of the Management Committee and report to Tracy Maitland, Advent's President and Chief Investment Officer.
People Moves
04/14/2014
Willis Strengthens Capital Markets Unit to Capitalize on Sector Growth
Willis Capital Markets & Advisory Announces Two Officer Hires
04/14/2014
CastleOak Securities Appoints John Matsikoudis as Head of Municipal Underwriting Team
Mr. Matsikoudis recently served as senior underwriter at Loop Capital Markets
04/14/2014
Analytic Investors Names Ron Auer Director in Business Development
Ron will further strengthen our team and our position in the defined benefit space
04/14/2014
Civitas Capital Group Adds New China Investor Relations Executive
Company strengthens Alternative Investment, EB-5 fund and wealth management service offerings in Chinese market
04/11/2014
Phoenix Investment Adviser Adds Key Personnel
The firm's newer strategy, a long/short credit fund, surpassed a 3-year track record in 2014
04/11/2014
Gregg Gilbert to Join Deutsche Bank as Pharmaceutical Sector Analyst
Gilbert had been covering the specialty pharmaceutical sector for the past decade
04/11/2014
AIMA appoints three council directors
The Alternative Investment Management Association (AIMA), the global hedge fund industry association, has appointed three new directors to its global council, its governing body.
04/10/2014
Advent Capital Hires Chief Operating Officer
A prominent figure within the asset management and hedge fund arena, Mr. Haber has more than 20 years of experience in the investment business.
04/10/2014
NexBank Names Kenneth Hanks, Matt Siekielski and Joshua Bock as Executive VPs
As a leading regional bank, the group provides commercial banking, mortgage banking, investment banking and corporate advisory
04/10/2014
Washington Wealth Management Adds Two Experienced Former Wirehouse Advisors
Advisors Morrie Symson and David Mizrahi Bring Approximately $150 Million in Assets Under Management
04/10/2014
GenSpring adds two new MDs in southern US
These key additions follow the expansion of the firm’s Western region
04/10/2014
Phoenix Investment Adviser Adds Key Personnel, Surpasses $1 Billion in Assets Under Management
The firm's newer strategy, a long/short credit fund, surpassed a 3-year track record in 2014, and assets for the fund have been increasing substantially over the past six months.
04/10/2014
Saffery Champness appoints two partners
Two new partners have been appointed at Saffery Champness
04/09/2014
Morgan Stanley Wealth Management shuffles field leadership
Brokerage is consolidating three divisions into two and reducing its 12 regions to eight
04/09/2014
Leading wealth management firm boosts team
These key additions follow recent announcements the firm has made of expansions in the firm’s Western Region, with a family office establishment in Los Angeles and a significant expansion in San Francisco.
04/09/2014
Forum Securities appoints Sophia Banar as strategic risk and portfolio manager
We expect Sophia will be a major contributor to the success of both our existing and future products.
04/09/2014
Raymond James Hires Adviser Team from J.P. Morgan Securities
Michael Cohen, Benjamin Cohen and their team have joined Raymond James & Associates Inc, a wholly owned subsidiary of Raymond James Financial.
04/08/2014
Baird boosts wealth management unit
Robert W. Baird & Co said on Monday its wealth management unit hired a veteran adviser from Wells Fargo & Co.
04/08/2014
Ladenburg Thalmann Appoints Head of Technology Investment Banking
He will be based in Ladenburg's New York City office.